0000720672-13-000010.txt : 20130125 0000720672-13-000010.hdr.sgml : 20130125 20130125162844 ACCESSION NUMBER: 0000720672-13-000010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130124 FILED AS OF DATE: 20130125 DATE AS OF CHANGE: 20130125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Plotkin Ben A CENTRAL INDEX KEY: 0001392580 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 13549038 MAIL ADDRESS: STREET 1: 168 WESTERN DRIVE CITY: SHORT HILLS STATE: NJ ZIP: 07078 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2013-01-24 0 0000720672 STIFEL FINANCIAL CORP SF 0001392580 Plotkin Ben A 225 REGATTA DRIVE JUPITER FL 33477 1 1 0 0 Vice Chairman Common Stock 2013-01-24 4 M 0 21306 0 A 190257 D Common Stock 2013-01-24 4 F 0 5947 35.13 D 184310 D Phantom Stock Units 0 2013-01-24 4 M 0 21306 0 D 2009-02-10 Common Stock 21306 36289 D Currently exercisable. No expiration date for these Units. Ben A. Plotkin 2013-01-25