0000720672-13-000005.txt : 20130125 0000720672-13-000005.hdr.sgml : 20130125 20130125162708 ACCESSION NUMBER: 0000720672-13-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130124 FILED AS OF DATE: 20130125 DATE AS OF CHANGE: 20130125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Minnick David M CENTRAL INDEX KEY: 0001307666 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 13549017 MAIL ADDRESS: STREET 1: ONE FINANCIAL PLAZA STREET 2: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2013-01-24 0 0000720672 STIFEL FINANCIAL CORP SF 0001307666 Minnick David M 12609 CONWAY ROAD CREVE COEUR MO 63141 0 1 0 0 General Counsel & Senior VP Common Stock 2013-01-24 4 M 0 1689 0 A 14770 D Common Stock 2013-01-24 4 F 0 653 35.13 D 14117 D Phantom Stock Units 0 2013-01-24 4 M 0 1689 0 D Common Stock 1689 10029 D Units vest 100% three years from the grant date. No expiration date for these Units. DAVID MICHAEL MINNICK 2013-01-25