0000720672-12-000123.txt : 20121214 0000720672-12-000123.hdr.sgml : 20121214 20121214164350 ACCESSION NUMBER: 0000720672-12-000123 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121214 FILED AS OF DATE: 20121214 DATE AS OF CHANGE: 20121214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRUSZEWSKI RONALD J CENTRAL INDEX KEY: 0001203674 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 121266112 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST LOUIS STATE: MO ZIP: 63102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2012-12-14 0 0000720672 STIFEL FINANCIAL CORP SF 0001203674 KRUSZEWSKI RONALD J 2724 TURNBERRY PARK LANE ST. LOUIS MO 63131 1 1 0 0 CHIEF EXECUTIVE OFFICER Common Stock 2012-12-14 4 M 0 40983 0 A 897637 D Common Stock 2012-12-14 4 F 0 17398 30.44 D 880239 D Common Stock 1500 I by Daughter Common Stock 3000 I by Son Phantom Stock Units 0 2012-12-14 4 M 0 40983 0 D 2008-01-01 Common Stock 40983 417322 D Stock Option (Option to Buy) 3.87 2013-02-10 Common Stock 90000 90000 D Phantom Stock Units vest in 33 1/3% increments on 1/1/03, 1/1/04 and 1/1/05. No expiration date for these Units. Options vest in 20% increments on 2/10/04, 2/10/05, 2/10/06, 2/10/07 and 2/10/08. RONALD J KRUSZEWSKI 2012-12-14