0000720672-12-000111.txt : 20121113 0000720672-12-000111.hdr.sgml : 20121112 20121113111638 ACCESSION NUMBER: 0000720672-12-000111 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121109 FILED AS OF DATE: 20121113 DATE AS OF CHANGE: 20121113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SLINEY DAVID D CENTRAL INDEX KEY: 0001203692 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 121196876 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST LOUIS STATE: MO ZIP: 63102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2012-11-09 0 0000720672 STIFEL FINANCIAL CORP SF 0001203692 SLINEY DAVID D 49 LOG CABIN DRIVE ST. LOUIS MO 63124 0 1 0 0 Dir Strategic Planning & Tech Common Stock 2012-11-09 4 M 0 20999 3.8633 A 92635 D Common Stock 2012-11-09 4 F 0 2624 30.9 D 90011 D Common Stock 2012-11-12 4 F 0 7755 30.26 D 82256 D Common Stock 2012-11-12 4 F 0 62 30.05 D 82194 D Stock Option (Option to Buy) 3.8633 2012-11-09 4 M 0 20999 0 D 2013-02-10 Common Stock 20999 0 D Phantom Stock Units 0 Common Stock 79408 79408 D Options vest in 20% increments on 2/10/04, 2/10/05, 2/10/06, 2/10/07 and 2/10/08. Units vest in equal yearly increments over a ten year period. This vesting may be accelerated based on the Company's performance. No expiration date for these Units. DAVID D SLINEY 2012-11-13