0000720672-12-000111.txt : 20121113
0000720672-12-000111.hdr.sgml : 20121112
20121113111638
ACCESSION NUMBER: 0000720672-12-000111
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121109
FILED AS OF DATE: 20121113
DATE AS OF CHANGE: 20121113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SLINEY DAVID D
CENTRAL INDEX KEY: 0001203692
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09305
FILM NUMBER: 121196876
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST LOUIS
STATE: MO
ZIP: 63102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP
CENTRAL INDEX KEY: 0000720672
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 431273600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
BUSINESS PHONE: 314-342-2000
MAIL ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2012-11-09
0
0000720672
STIFEL FINANCIAL CORP
SF
0001203692
SLINEY DAVID D
49 LOG CABIN DRIVE
ST. LOUIS
MO
63124
0
1
0
0
Dir Strategic Planning & Tech
Common Stock
2012-11-09
4
M
0
20999
3.8633
A
92635
D
Common Stock
2012-11-09
4
F
0
2624
30.9
D
90011
D
Common Stock
2012-11-12
4
F
0
7755
30.26
D
82256
D
Common Stock
2012-11-12
4
F
0
62
30.05
D
82194
D
Stock Option (Option to Buy)
3.8633
2012-11-09
4
M
0
20999
0
D
2013-02-10
Common Stock
20999
0
D
Phantom Stock Units
0
Common Stock
79408
79408
D
Options vest in 20% increments on 2/10/04, 2/10/05, 2/10/06, 2/10/07 and 2/10/08.
Units vest in equal yearly increments over a ten year period. This vesting may be accelerated based on the Company's performance.
No expiration date for these Units.
DAVID D SLINEY
2012-11-13