0000720672-12-000080.txt : 20120621 0000720672-12-000080.hdr.sgml : 20120621 20120621161604 ACCESSION NUMBER: 0000720672-12-000080 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120620 FILED AS OF DATE: 20120621 DATE AS OF CHANGE: 20120621 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FORD RICHARD F CENTRAL INDEX KEY: 0001025192 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 12919944 MAIL ADDRESS: STREET 1: 1850 BORMAN COURT CITY: ST LOUIS STATE: MO ZIP: 63146 4 1 edgardoc.xml PRIMARY DOCUMENT X0305 4 2012-06-20 1 0000720672 STIFEL FINANCIAL CORP SF 0001025192 FORD RICHARD F 800 SOUTH HANLEY, #1D ST. LOUIS MO 63105 1 0 0 0 Common Stock 2012-06-20 4 M 0 2250 8.98 A 32827 D Common Stock 2012-06-20 4 M 0 2999 3.8667 A 35826 D Common Stock 2012-06-20 4 M 0 2999 6.173 A 38825 D Common Stock 2012-06-20 4 M 0 2250 17 A 41075 D Common Stock 2012-06-20 4 F 0 2808 31.53 D 38267 D Common Stock 2012-06-20 4 S 0 7690 31.53 D 30577 D Common Stock 675 I by Spouse Stock Option (Option to Buy) 3.8667 2012-06-20 4 M 0 2999 0 D Common Stock 2999 0 D Stock Option (Option to Buy) 6.173 2012-06-20 4 M 0 2999 0 D 2014-02-03 Common Stock 2999 0 D Stock Option (Option to Buy) 8.98 2012-06-20 4 M 0 2250 0 D 2015-01-03 Common Stock 2250 0 D Stock Option (Option to Buy) 17 2012-06-20 4 M 0 2250 0 D 2016-01-03 Common Stock 2250 0 D Phantom Stock Units 0 Common Stock 19058 19058 D Currently exercisable. Various expiration dates. Options vest in 20% increments yearly from the grant date. Options vest in 20 percent increments on 1/3/06, 1/3/07, 1/3/08, 1/3/09 and 1/3/10. Options vest in 20% increments on 1/3/07, 1/3/08, 1/3/09, 1/3/10 and 1/3/11. Units vest quarterly over a one year period. No expiration date for these Units. By: David M. Minnick For: Richard F. FOrd 2012-06-21