0000720672-12-000035.txt : 20120216 0000720672-12-000035.hdr.sgml : 20120216 20120216160312 ACCESSION NUMBER: 0000720672-12-000035 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120214 FILED AS OF DATE: 20120216 DATE AS OF CHANGE: 20120216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HIMELFARB RICHARD J CENTRAL INDEX KEY: 0001206663 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 12619427 MAIL ADDRESS: STREET 1: STIFEL NICOLAUS STREET 2: ONE SOUTH STREET CITY: BALTIMORE STATE: MD ZIP: 21202 4 1 edgardoc.xml PRIMARY DOCUMENT X0304 4 2012-02-14 0 0000720672 STIFEL FINANCIAL CORP SF 0001206663 HIMELFARB RICHARD J 116 TAPLOW ROAD BALTO MD 21212 1 1 0 0 Director Common Stock 308144 D Phantom Stock Units 0 2012-02-14 4 A 0 1366 0 A Common Stock 1366 29153 D Phantom Stock Units 0 2012-02-14 4 A 0 341 0 A Common Stock 341 29494 D Phantom Stock Units 0 2012-02-14 4 A 0 683 0 A Common Stock 683 30177 D Phantom Stock Units 0 2012-02-14 4 A 0 170 0 A Common Stock 170 30347 D Units vest in 20% increments over a five year period. No expiration date for these Units. Units vest 100% five years from the grant date. Fully vested. RICHARD HIMELFARB 2012-02-16