0000720672-12-000033.txt : 20120216 0000720672-12-000033.hdr.sgml : 20120216 20120216155937 ACCESSION NUMBER: 0000720672-12-000033 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120214 FILED AS OF DATE: 20120216 DATE AS OF CHANGE: 20120216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MULROY THOMAS P CENTRAL INDEX KEY: 0001206666 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 12619392 MAIL ADDRESS: STREET 1: STIFEL NICOLAUS STREET 2: ONE SOUTH STREET CITY: BALTIMORE STATE: MD ZIP: 21202 4 1 edgardoc.xml PRIMARY DOCUMENT X0304 4 2012-02-14 0 0000720672 STIFEL FINANCIAL CORP SF 0001206666 MULROY THOMAS P 200 GARRISON FOREST ROAD OWINGS MILLS MD 21117-4110 1 1 0 0 Director Common Stock 255357 D Phantom Stock Units 0 2012-02-14 4 A 0 10928 0 A Common Stock 10928 103180 D Phantom Stock Units 0 2012-02-14 4 A 0 2732 0 A Common Stock 2732 105912 D Phantom Stock Units 0 2012-02-14 4 A 0 10929 0 A Common Stock 10929 116841 D Phantom Stock Units 0 2012-02-14 4 A 0 27322 0 A Common Stock 27322 144163 D Units vest in 20% increments over a five year period. No expiration date for these Units. Units vest 100% five years from the grant date. Units vest in equal yearly increments over a ten year period. This vesting may be accelerated based on the Company's performance. THOMAS MULROY 2012-02-16