0000720672-12-000014.txt : 20120119
0000720672-12-000014.hdr.sgml : 20120119
20120119151758
ACCESSION NUMBER: 0000720672-12-000014
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120117
FILED AS OF DATE: 20120119
DATE AS OF CHANGE: 20120119
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ZEMLYAK JAMES M
CENTRAL INDEX KEY: 0001203675
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09305
FILM NUMBER: 12534529
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST LOUIS
STATE: MO
ZIP: 63102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP
CENTRAL INDEX KEY: 0000720672
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 431273600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
BUSINESS PHONE: 314-342-2000
MAIL ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0304
4
2012-01-17
0
0000720672
STIFEL FINANCIAL CORP
SF
0001203675
ZEMLYAK JAMES M
ONE FINANCIAL PLAZA
501 N. BROADWAY
ST. LOUIS
MO
63102-2102
1
1
0
0
CHIEF FIN'L & ADMIN OFFCR
Common Stock
2012-01-17
4
M
0
24015
0
A
646602
D
Common Stock
2012-01-17
4
F
0
10195
33.39
D
636407
D
Common Stock
2300
I
by Son
Phantom Stock Units
0
2012-01-17
4
M
0
24015
0
D
2009-02-17
Common Stock
24015
86299
D
Restricted Stock Units
0
Common Stock
9230
9230
D
Stock Option (Option to Buy)
5.8
2013-02-10
Common Stock
60002
60002
D
Fully vested.
No expiration date for these Units.
Various exercisable dates.
Options vest in 20% increments on 2/10/04, 2/10/05, 2/10/06, 2/10/07 and 2/10/08.
JAMES M ZEMLYAK
2012-01-19