0000720672-12-000014.txt : 20120119 0000720672-12-000014.hdr.sgml : 20120119 20120119151758 ACCESSION NUMBER: 0000720672-12-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120117 FILED AS OF DATE: 20120119 DATE AS OF CHANGE: 20120119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZEMLYAK JAMES M CENTRAL INDEX KEY: 0001203675 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 12534529 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST LOUIS STATE: MO ZIP: 63102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 4 1 edgardoc.xml PRIMARY DOCUMENT X0304 4 2012-01-17 0 0000720672 STIFEL FINANCIAL CORP SF 0001203675 ZEMLYAK JAMES M ONE FINANCIAL PLAZA 501 N. BROADWAY ST. LOUIS MO 63102-2102 1 1 0 0 CHIEF FIN'L & ADMIN OFFCR Common Stock 2012-01-17 4 M 0 24015 0 A 646602 D Common Stock 2012-01-17 4 F 0 10195 33.39 D 636407 D Common Stock 2300 I by Son Phantom Stock Units 0 2012-01-17 4 M 0 24015 0 D 2009-02-17 Common Stock 24015 86299 D Restricted Stock Units 0 Common Stock 9230 9230 D Stock Option (Option to Buy) 5.8 2013-02-10 Common Stock 60002 60002 D Fully vested. No expiration date for these Units. Various exercisable dates. Options vest in 20% increments on 2/10/04, 2/10/05, 2/10/06, 2/10/07 and 2/10/08. JAMES M ZEMLYAK 2012-01-19