0000720672-11-000120.txt : 20111201 0000720672-11-000120.hdr.sgml : 20111201 20111201163312 ACCESSION NUMBER: 0000720672-11-000120 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111130 FILED AS OF DATE: 20111201 DATE AS OF CHANGE: 20111201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEFTON ROBERT E CENTRAL INDEX KEY: 0001203726 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 111237597 MAIL ADDRESS: STREET 1: 61 LADUE ESTATES DRIVE CITY: ST LOUIS STATE: MO ZIP: 63141 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 4 1 edgardoc.xml PRIMARY DOCUMENT X0304 4 2011-11-30 0 0000720672 STIFEL FINANCIAL CORP SF 0001203726 LEFTON ROBERT E 800 SOUTH HANLEY ROAD APT. 7C ST. LOUIS MO 63105-2691 1 0 0 0 Common Stock 2011-11-30 4 M 0 2999 3.4667 A 72738 D Common Stock 2011-11-30 4 F 0 328 31.772 D 72410 D Stock Option (Option to Buy) 2011-11-30 4 M 0 2999 0 D Common Stock 2999 3000 D Phantom Stock Units 0 Common Stock 20849 20849 D Stock Option (Option to Buy) 9.26 2014-02-03 Common Stock 3000 3000 D Stock Option (Option to Buy) 13.48 2015-01-03 Common Stock 2250 2250 D Stock Option (Option to Buy) 25.5 2016-01-03 Common Stock 2250 2250 D Various exercise prices. Currently exercisable. Various expiration dates. Units vest quarterly over a one year period. No expiration date for these Units. Options vest in 20% increments yearly from the grant date. Options vest in 20 percent increments on 1/3/06, 1/3/07, 1/3/08, 1/3/09 and 1/3/10. Options vest in 20% increments on 1/3/07, 1/3/08, 1/3/09, 1/3/10 and 1/3/11. By: David M. Minnick For: Robert E. Lefton 2011-12-01