0000720672-11-000085.txt : 20110615 0000720672-11-000085.hdr.sgml : 20110615 20110615121822 ACCESSION NUMBER: 0000720672-11-000085 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110613 FILED AS OF DATE: 20110615 DATE AS OF CHANGE: 20110615 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DILL CHARLES A CENTRAL INDEX KEY: 0001203680 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 11912435 MAIL ADDRESS: STREET 1: TWO RIVERS ASSOCIATES STREET 2: 8000 MARYLAND AVENUE, SUITE 330 CITY: ST LOUIS STATE: MO ZIP: 63105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 4/A 1 edgardoc.xml PRIMARY DOCUMENT X0303 4/A 2011-06-13 2011-06-15 0 0000720672 STIFEL FINANCIAL CORP SF 0001203680 DILL CHARLES A TWO RIVERS ASSOCIATES 8000 MARYLAND AVE., SUITE 330 ST. LOUIS MO 63105 1 0 0 0 Common Stock 2011-06-13 4 M 0 2250 8.98 A 63010 D Stock Option (Option to Buy) 8.98 2011-06-13 4 M 0 2250 0 D 2015-01-03 Common Stock 2250 0 D Options vest in 20 percent increments on 1/3/06, 1/3/07, 1/3/08, 1/3/09 and 1/3/10. By: David M. Minnick For: Charles A. Dill 2011-06-15