0000720672-11-000084.txt : 20110615
0000720672-11-000084.hdr.sgml : 20110615
20110615104629
ACCESSION NUMBER: 0000720672-11-000084
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110613
FILED AS OF DATE: 20110615
DATE AS OF CHANGE: 20110615
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DILL CHARLES A
CENTRAL INDEX KEY: 0001203680
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09305
FILM NUMBER: 11912216
MAIL ADDRESS:
STREET 1: TWO RIVERS ASSOCIATES
STREET 2: 8000 MARYLAND AVENUE, SUITE 330
CITY: ST LOUIS
STATE: MO
ZIP: 63105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP
CENTRAL INDEX KEY: 0000720672
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 431273600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
BUSINESS PHONE: 314-342-2000
MAIL ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0303
4
2011-06-13
0
0000720672
STIFEL FINANCIAL CORP
SF
0001203680
DILL CHARLES A
TWO RIVERS ASSOCIATES
8000 MARYLAND AVE., SUITE 330
ST. LOUIS
MO
63105
1
0
0
0
Common Stock
2011-06-13
4
M
0
2999
6.1733
A
60760
D
Stock Option (Option to Buy)
2011-06-13
4
M
0
2999
0
D
Common Stock
2999
0
D
Phantom Stock Units
0
Common Stock
20589
20589
D
Stock Option (Option to Buy)
13.48
2015-01-03
Common Stock
2250
2250
D
Stock Option (Option to Buy)
25.5
2016-01-03
Common Stock
2250
2250
D
Various exercise prices.
Options vest over time.
Various expiration dates.
Units vest quarterly over a one year period.
No expiration date for these Units.
Options vest in 20 percent increments on 1/3/06, 1/3/07, 1/3/08, 1/3/09 and 1/3/10.
Options vest in 20% increments on 1/3/07, 1/3/08, 1/3/09, 1/3/10 and 1/3/11.
By: David M. Minnick For: Charles A. Dill
2011-06-15