0000720672-11-000084.txt : 20110615 0000720672-11-000084.hdr.sgml : 20110615 20110615104629 ACCESSION NUMBER: 0000720672-11-000084 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110613 FILED AS OF DATE: 20110615 DATE AS OF CHANGE: 20110615 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DILL CHARLES A CENTRAL INDEX KEY: 0001203680 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 11912216 MAIL ADDRESS: STREET 1: TWO RIVERS ASSOCIATES STREET 2: 8000 MARYLAND AVENUE, SUITE 330 CITY: ST LOUIS STATE: MO ZIP: 63105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2011-06-13 0 0000720672 STIFEL FINANCIAL CORP SF 0001203680 DILL CHARLES A TWO RIVERS ASSOCIATES 8000 MARYLAND AVE., SUITE 330 ST. LOUIS MO 63105 1 0 0 0 Common Stock 2011-06-13 4 M 0 2999 6.1733 A 60760 D Stock Option (Option to Buy) 2011-06-13 4 M 0 2999 0 D Common Stock 2999 0 D Phantom Stock Units 0 Common Stock 20589 20589 D Stock Option (Option to Buy) 13.48 2015-01-03 Common Stock 2250 2250 D Stock Option (Option to Buy) 25.5 2016-01-03 Common Stock 2250 2250 D Various exercise prices. Options vest over time. Various expiration dates. Units vest quarterly over a one year period. No expiration date for these Units. Options vest in 20 percent increments on 1/3/06, 1/3/07, 1/3/08, 1/3/09 and 1/3/10. Options vest in 20% increments on 1/3/07, 1/3/08, 1/3/09, 1/3/10 and 1/3/11. By: David M. Minnick For: Charles A. Dill 2011-06-15