0000720672-11-000072.txt : 20110603
0000720672-11-000072.hdr.sgml : 20110603
20110603153015
ACCESSION NUMBER: 0000720672-11-000072
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110601
FILED AS OF DATE: 20110603
DATE AS OF CHANGE: 20110603
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OATES JAMES M
CENTRAL INDEX KEY: 0001180238
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09305
FILM NUMBER: 11892033
MAIL ADDRESS:
STREET 1: C/O INVESTORS FINANCIAL SERVICES CORP
STREET 2: 200 CLARENDON ST
CITY: BOSTON
STATE: MA
ZIP: 02116
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP
CENTRAL INDEX KEY: 0000720672
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 431273600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
BUSINESS PHONE: 314-342-2000
MAIL ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0303
4
2011-06-01
0
0000720672
STIFEL FINANCIAL CORP
SF
0001180238
OATES JAMES M
534 LAKE SHORE ROAD
P.O. BOX 250
ELKINS
NH
03233
1
0
0
0
Common Stock
65450
D
Common Stock
573
I
by Spouse
Phantom Stock Units
0
2011-06-01
4
A
0
3768
0
A
Common Stock
3768
23058
D
Units vest quarterly over a one year period.
No expiration date for these Units.
By: David M. Minnick For: James M. Oates
2011-06-03