0000720672-11-000071.txt : 20110603
0000720672-11-000071.hdr.sgml : 20110603
20110603152948
ACCESSION NUMBER: 0000720672-11-000071
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110601
FILED AS OF DATE: 20110603
DATE AS OF CHANGE: 20110603
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LEFTON ROBERT E
CENTRAL INDEX KEY: 0001203726
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09305
FILM NUMBER: 11892031
MAIL ADDRESS:
STREET 1: 61 LADUE ESTATES DRIVE
CITY: ST LOUIS
STATE: MO
ZIP: 63141
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP
CENTRAL INDEX KEY: 0000720672
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 431273600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
BUSINESS PHONE: 314-342-2000
MAIL ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0303
4
2011-06-01
0
0000720672
STIFEL FINANCIAL CORP
SF
0001203726
LEFTON ROBERT E
800 SOUTH HANLEY ROAD
APT. 7C
ST. LOUIS
MO
63105-2691
1
0
0
0
Common Stock
69739
D
Phantom Stock Units
0
2011-06-01
4
A
0
3375
0
A
Common Stock
3375
20849
D
Stock Option (Option to Buy)
9.26
2014-02-03
Common Stock
3000
3000
D
Stock Option (Option to Buy)
13.48
2015-01-03
Common Stock
2250
2250
D
Stock Option (Option to Buy)
25.5
2016-01-03
Common Stock
2250
2250
D
Stock Option (Option to Buy)
Common Stock
5999
5999
D
Units vest quarterly over a one year period.
No expiration date for these Units.
Options vest in 20% increments yearly from the grant date.
Options vest in 20 percent increments on 1/3/06, 1/3/07, 1/3/08, 1/3/09 and 1/3/10.
Options vest in 20% increments on 1/3/07, 1/3/08, 1/3/09, 1/3/10 and 1/3/11.
Various exercise prices.
Currently exercisable.
Various expiration dates.
By: David M. Minnick For: Robert E. Lefton
2011-06-03