-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BqUOBAlaaimrREEXr9WCUyudpnoU/Qtf/y+Jy7lN1DZ4lCcduFcWoOOmAhOjJmj1 XiksYbpJruflMafFOvrYRQ== 0000720672-11-000014.txt : 20110120 0000720672-11-000014.hdr.sgml : 20110120 20110120152814 ACCESSION NUMBER: 0000720672-11-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110119 FILED AS OF DATE: 20110120 DATE AS OF CHANGE: 20110120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MULROY THOMAS P CENTRAL INDEX KEY: 0001206666 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 11538476 MAIL ADDRESS: STREET 1: STIFEL NICOLAUS STREET 2: ONE SOUTH STREET CITY: BALTIMORE STATE: MD ZIP: 21202 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2011-01-19 0 0000720672 STIFEL FINANCIAL CORP SF 0001206666 MULROY THOMAS P 200 GARRISON FOREST ROAD OWINGS MILLS MD 21117-4110 1 1 0 0 Director Common Stock 2011-01-19 4 M 0 19907 0 A 187666 D Common Stock 2011-01-19 4 F 0 7474 64.63 D 180192 D Phantom Stock Units 0 2011-01-19 4 M 0 19907 0 D 2010-02-09 Common Stock 19907 50863 D Units vest 100% three years from the grant date. No expiration date for these Units. THOMAS MULROY 2011-01-20 -----END PRIVACY-ENHANCED MESSAGE-----