-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PaAc/Og2UiJhPSFc4ELcumpiqCwRXomkr207PgvXZXMU2OdHi0ZIwAWBd3ZL1Cwt bPG+PbEmHLBhDnkX4Upv8A== 0000720672-10-000084.txt : 20100812 0000720672-10-000084.hdr.sgml : 20100812 20100812162815 ACCESSION NUMBER: 0000720672-10-000084 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100803 FILED AS OF DATE: 20100812 DATE AS OF CHANGE: 20100812 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROWN MICHAEL W CENTRAL INDEX KEY: 0001205542 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 101011487 MAIL ADDRESS: STREET 1: EMC CORPORATION STREET 2: 176 SOUTH STREET CITY: HOPKINTON STATE: MA ZIP: 01748 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 3 1 edgardoc.xml PRIMARY DOCUMENT X0203 3 2010-08-03 0 0000720672 STIFEL FINANCIAL CORP SF 0001205542 BROWN MICHAEL W 1020 DEER HARBOR ROAD EASTSOUND WA 1 0 0 0 Common Stock 3172 D Phantom Stock Units 0 Common Stock 1125 D Stock Option (Option to Buy) 43.9883 2018-05-19 Common Stock 3410 D Stock Option (Option to Buy) 132.6246 2017-05-23 Common Stock 1587 D 563 Units vest on December 1, 2010 and 562 Units vest on March 1, 2011. No expiration date for these Units. Currently exercisable. By: David M. Minnick For: Michael Brown 2010-08-12 -----END PRIVACY-ENHANCED MESSAGE-----