-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Mr3EClVHO68Ef5K9WUMJfYEFzkHe+04X31hm5w4FIX08s3aKjbvb2Xug7MtYJx7d enOeK0NzE73S/tm4dfi+uA== 0000720672-09-000073.txt : 20090820 0000720672-09-000073.hdr.sgml : 20090820 20090820165811 ACCESSION NUMBER: 0000720672-09-000073 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090810 FILED AS OF DATE: 20090820 DATE AS OF CHANGE: 20090820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nesi Victor CENTRAL INDEX KEY: 0001470453 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 091027029 MAIL ADDRESS: STREET 1: 650 MADISON AVENUE, 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 3 1 edgardoc.xml PRIMARY DOCUMENT X0203 3 2009-08-10 0 0000720672 STIFEL FINANCIAL CORP SF 0001470453 Nesi Victor 1545 FAIRFIELD BEACH RD FAIRFIELD CT 06824 1 1 0 0 Director Phantom Stock Units 0 Common Stock 75000 D Units vest annually. No expiration date for these Units. VICTOR J NESI 2009-08-20 -----END PRIVACY-ENHANCED MESSAGE-----