-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VtqUBg/JUi2CazjCJHADAa1RVWcVYb5oxRYRRDBkciHII1pv4w0yKhefFHTNjGXA gf+zsmP/nRKJK2zXVbP3/Q== 0000720672-09-000028.txt : 20090226 0000720672-09-000028.hdr.sgml : 20090226 20090226092301 ACCESSION NUMBER: 0000720672-09-000028 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080717 FILED AS OF DATE: 20090226 DATE AS OF CHANGE: 20090226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Plotkin Ben A CENTRAL INDEX KEY: 0001392580 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 09635793 BUSINESS ADDRESS: BUSINESS PHONE: 973-549-4025 MAIL ADDRESS: STREET 1: 168 WESTERN DRIVE CITY: SHORT HILLS STATE: NJ ZIP: 07078 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 4/A 1 edgardoc.xml PRIMARY DOCUMENT X0303 4/A 2008-07-17 2008-07-21 0 0000720672 STIFEL FINANCIAL CORP SF 0001392580 Plotkin Ben A 225 REGATTA DRIVE JUPITER FL 33477 1 1 0 0 Vice Chairman Common Stock 2008-07-17 4 M 0 8789 0 A 90564 D Common Stock 2008-07-17 4 F 0 3204 35.11 D 87360 D Phantom Stock Units 0 2008-07-17 4 M 0 8789 0 D Common Stock 8789 55174 D Currently exercisable. No expiration date for these Units. Ben A. Plotkin 2009-02-26 -----END PRIVACY-ENHANCED MESSAGE-----