-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UC1vC2PGvHykvha40GEiqutfSk5Ha7YS7HaBaNl/WR2V6E+A3oZUqwXFpAYtgfuK 2cC5RadrNdLfby0/VCPOSQ== 0000720672-08-000086.txt : 20081016 0000720672-08-000086.hdr.sgml : 20081016 20081016161532 ACCESSION NUMBER: 0000720672-08-000086 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081015 FILED AS OF DATE: 20081016 DATE AS OF CHANGE: 20081016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Plotkin Ben A CENTRAL INDEX KEY: 0001392580 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 081127513 BUSINESS ADDRESS: BUSINESS PHONE: 973-549-4025 MAIL ADDRESS: STREET 1: 168 WESTERN DRIVE CITY: SHORT HILLS STATE: NJ ZIP: 07078 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2008-10-15 0 0000720672 STIFEL FINANCIAL CORP SF 0001392580 Plotkin Ben A 168 WESTERN DRIVE SHORT HILLS NJ 07078 1 1 0 0 Vice Chairman Common Stock 2008-10-15 4 M 0 17562 0 A 104922 D Common Stock 2008-10-15 4 F 0 6147 43.9 D 98775 D Phantom Stock Units 0 2008-10-15 4 M 0 17562 0 D Common Stock 17562 40816 D Warrants 24 2012-06-22 Common Stock 15700 15700 D Currently exercisable. No expiration date for these Units. Ben A. Plotkin 2008-10-16 -----END PRIVACY-ENHANCED MESSAGE-----