-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HGFu7BBTYkmkzFNNeRPq8Tj8O8f0nVMQt5EfXWmEjjk4lkuXgLrIA/UPUVj/ZJ4A AI8mkmcL9S8tRkrRsUI2wg== 0000720672-08-000080.txt : 20080922 0000720672-08-000080.hdr.sgml : 20080922 20080922122602 ACCESSION NUMBER: 0000720672-08-000080 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080918 FILED AS OF DATE: 20080922 DATE AS OF CHANGE: 20080922 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SLINEY DAVID D CENTRAL INDEX KEY: 0001203692 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 081081889 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST LOUIS STATE: MO ZIP: 63102 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2008-09-18 0 0000720672 STIFEL FINANCIAL CORP SF 0001203692 SLINEY DAVID D 49 LOG CABIN DRIVE ST. LOUIS MO 63124 0 1 0 0 Dir Strategic Planning & Tech Common Stock 2008-09-18 4 M 0 1575 4.7917 A 34159 D Common Stock 2008-09-18 4 F 0 629 44.484 D 33530 D Common Stock 2008-09-18 4 S 0 946 44.484 D 32584 D Common Stock 2008-09-18 4 M 0 8000 5.2188 A 40584 D Common Stock 2008-09-18 4 F 0 3799 44.484 D 36785 D Common Stock 2008-09-18 4 S 0 4201 44.484 D 32584 D Common Stock 2008-09-18 4 M 0 11999 5.2188 A 44583 D Common Stock 2008-09-18 4 F 0 1520 44.486 D 43063 D Common Stock 2008-09-18 4 F 0 3863 49.42 D 39200 D Common Stock 2008-09-18 4 M 0 4725 4.7917 A 43925 D Common Stock 2008-09-18 4 F 0 514 44.486 D 43411 D Common Stock 2008-09-18 4 F 0 1461 49.42 D 41950 D Stock Option (Option to Buy) 2008-09-18 4 M 0 1575 0 D Common Stock 1575 24724 D Stock Option (Option to Buy) 2008-09-18 4 M 0 8000 0 D Common Stock 8000 16724 D Stock Option (Option to Buy) 2008-09-18 4 M 0 11999 0 D Common Stock 11999 4725 D Stock Option (Option to Buy) 2008-09-18 4 M 0 4725 0 D Common Stock 4725 0 D Phantom Stock Units 0 Common Stock 37066 37066 D Stock Option (Option to Buy) 7.8 2012-01-02 Common Stock 19999 19999 D Stock Option (Option to Buy) 8.6925 2013-02-10 Common Stock 13999 13999 D Various exercise prices. Various exercisable dates. Various expiration dates. Units vest in 20% increments over a five year period. No expiration date for these Units. Options vest in 20% increments on 1/2/03, 1/2/04, 1/2/05, 1/2/06 and 1/2/07. Options vest in 20% increments on 2/10/04, 2/10/05, 2/10/06, 2/10/07 and 2/10/08. DAVID D SLINEY 2008-09-22 -----END PRIVACY-ENHANCED MESSAGE-----