-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VKMMauCM9MOJyvEdPW+MjMtztXTbFwbSe0uffZADjRubiGguGCdQbMLUtXU0GeZV rjlunZH+atbN/1rFBlW85g== 0000720672-08-000024.txt : 20080115 0000720672-08-000024.hdr.sgml : 20080115 20080115170019 ACCESSION NUMBER: 0000720672-08-000024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080111 FILED AS OF DATE: 20080115 DATE AS OF CHANGE: 20080115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAER ROBERT J CENTRAL INDEX KEY: 0001208971 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 08531698 BUSINESS ADDRESS: STREET 1: ONE PREMIER DRIVE CITY: FENTON STATE: MO ZIP: 63026 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2008-01-11 0 0000720672 STIFEL FINANCIAL CORP SF 0001208971 BAER ROBERT J UNIGROUP INC ONE PREMIER DR FENTON MO 63026 1 0 0 0 Common Stock 2008-01-11 4 M 0 156 0 A 4955 D Common Stock 2008-01-11 4 M 0 92 0 A 5047 D Common Stock 2008-01-11 4 M 0 154 0 A 5201 D Common Stock 2008-01-11 4 M 0 132 0 A 5333 D Common Stock 2008-01-11 4 M 0 33 0 A 5366 D Common Stock 2008-01-11 4 M 0 172 0 A 5538 D Common Stock 2008-01-11 4 M 0 129 0 A 5667 D Common Stock 2008-01-11 4 M 0 32 0 A 5699 D Common Stock 2008-01-11 4 M 0 132 0 A 5831 D Common Stock 2008-01-11 4 M 0 33 0 A 5864 D Common Stock 2008-01-11 4 M 0 88 0 A 5952 D Common Stock 2008-01-11 4 M 0 21 0 A 5973 D Common Stock 2008-01-11 4 M 0 174 0 A 6147 D Common Stock 2008-01-11 4 M 0 141 0 A 6288 D Common Stock 2008-01-11 4 M 0 36 0 A 6324 D Phantom Stock Units 0 2008-01-11 4 M 0 156 0 D 2002-05-01 2012-05-01 Common Stock 156 0 D Phantom Stock Units 0 2008-01-11 4 M 0 92 0 D 2002-05-09 2012-05-09 Common Stock 92 0 D Phantom Stock Units 0 2008-01-11 4 M 0 154 0 D 2002-06-01 2012-06-01 Common Stock 154 0 D Phantom Stock Units 0 2008-01-11 4 M 0 132 0 D 2002-07-01 2012-07-01 Common Stock 132 33 D Phantom Stock Units 0 2008-01-11 4 M 0 33 0 D 2002-07-01 2012-07-01 Common Stock 33 0 D Phantom Stock Units 0 2008-01-11 4 M 0 172 0 D 2002-08-01 2012-08-01 Common Stock 172 0 D Phantom Stock Units 0 2008-01-11 4 M 0 129 0 D 2002-09-03 2012-09-03 Common Stock 129 32 D Phantom Stock Units 0 2008-01-11 4 M 0 32 0 D 2002-09-03 2012-09-03 Common Stock 32 0 D Phantom Stock Units 0 2008-01-11 4 M 0 132 0 D 2002-10-01 2012-10-01 Common Stock 132 33 D Phantom Stock Units 0 2008-01-11 4 M 0 33 0 D 2002-10-01 2012-10-01 Common Stock 33 0 D Phantom Stock Units 0 2008-01-11 4 M 0 88 0 D 2002-10-28 2012-10-28 Common Stock 88 21 D Phantom Stock Units 0 2008-01-11 4 M 0 21 0 D 2002-10-28 2012-10-28 Common Stock 21 0 D Phantom Stock Units 0 2008-01-11 4 M 0 174 0 D 2002-11-01 2012-11-01 Common Stock 174 0 D Phantom Stock Units 0 2008-01-11 4 M 0 141 0 D 2002-12-02 2012-12-02 Common Stock 141 36 D Phantom Stock Units 0 2008-01-11 4 M 0 36 0 D 2002-12-02 2012-12-02 Common Stock 36 0 D Phantom Stock Units 0 2003-01-02 2013-01-02 Common Stock 189 189 D Phantom Stock Units 0 2003-01-30 2013-01-30 Common Stock 115 115 D Phantom Stock Units 0 2003-02-03 2013-02-03 Common Stock 177 177 D Phantom Stock Units 0 2003-03-03 2013-03-03 Common Stock 175 175 D Phantom Stock Units 0 2003-04-01 2013-04-01 Common Stock 179 179 D Phantom Stock Units 0 2003-05-01 2013-05-01 Common Stock 172 172 D Phantom Stock Units 0 2003-05-12 2013-05-12 Common Stock 106 106 D Phantom Stock Units 0 2003-06-01 2013-06-01 Common Stock 166 166 D Phantom Stock Units 0 2003-07-01 2013-07-01 Common Stock 168 168 D Phantom Stock Units 0 2003-08-01 2013-08-01 Common Stock 171 171 D Phantom Stock Units 0 2003-08-06 2013-08-06 Common Stock 340 340 D Phantom Stock Units 0 2003-09-01 2013-09-01 Common Stock 161 161 D Phantom Stock Units 0 2003-10-01 2013-10-01 Common Stock 785 785 D Phantom Stock Units 0 2004-01-01 2014-01-01 Common Stock 562 562 D Phantom Stock Units 0 2004-04-01 Common Stock 7347 7347 D Units vest quarterly over a one year period. No expiration date for these Units. By: Forrest M. Smith For: Robert J. Baer 2008-01-15 -----END PRIVACY-ENHANCED MESSAGE-----