-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MtCtZZbvi49r1DiyXyJ2A3iTxrowCyLwERC6fE2S0W1VWVspkm9vvmKuVP9mNe6t g4qgUePTs/4/2rafSjfiWg== 0000720672-08-000019.txt : 20080115 0000720672-08-000019.hdr.sgml : 20080115 20080115165857 ACCESSION NUMBER: 0000720672-08-000019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080111 FILED AS OF DATE: 20080115 DATE AS OF CHANGE: 20080115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DILL CHARLES A CENTRAL INDEX KEY: 0001203680 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 08531685 BUSINESS ADDRESS: BUSINESS PHONE: 314-721-5707 MAIL ADDRESS: STREET 1: TWO RIVERS ASSOCIATES STREET 2: 8000 MARYLAND AVENUE, SUITE 330 CITY: ST LOUIS STATE: MO ZIP: 63105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2008-01-11 0 0000720672 STIFEL FINANCIAL CORP SF 0001203680 DILL CHARLES A GATEWAY ASSOCIATES 8000 MARYLAND AVE., SUITE 1190 ST. LOUIS MO 63105 1 0 0 0 Common Stock 2008-01-11 4 M 0 171 0 A 16370 D Common Stock 2008-01-11 4 M 0 200 0 A 16570 D Common Stock 2008-01-11 4 M 0 140 0 A 16710 D Common Stock 2008-01-11 4 M 0 35 0 A 16745 D Common Stock 2008-01-11 4 M 0 181 0 A 16926 D Common Stock 2008-01-11 4 M 0 174 0 A 17100 D Common Stock 2008-01-11 4 M 0 131 0 A 17231 D Common Stock 2008-01-11 4 M 0 32 0 A 17263 D Common Stock 2008-01-11 4 M 0 125 0 A 17388 D Common Stock 2008-01-11 4 M 0 31 0 A 17419 D Common Stock 2008-01-11 4 M 0 105 0 A 17524 D Common Stock 2008-01-11 4 M 0 27 0 A 17551 D Common Stock 2008-01-11 4 M 0 154 0 A 17705 D Common Stock 2008-01-11 4 M 0 132 0 A 17837 D Common Stock 2008-01-11 4 M 0 33 0 A 17870 D Common Stock 2008-01-11 4 M 0 89 0 A 17959 D Common Stock 2008-01-11 4 M 0 23 0 A 17982 D Common Stock 2008-01-11 4 M 0 172 0 A 18154 D Common Stock 2008-01-11 4 M 0 129 0 A 18283 D Common Stock 2008-01-11 4 M 0 32 0 A 18315 D Common Stock 2008-01-11 4 M 0 165 0 A 18480 D Common Stock 2008-01-11 4 M 0 88 0 A 18568 D Common Stock 2008-01-11 4 M 0 21 0 A 18589 D Common Stock 2008-01-11 4 M 0 180 0 A 18769 D Phantom Stock Units 0 2008-01-11 4 M 0 200 0 D 2002-01-02 2012-01-02 Common Stock 200 0 D Phantom Stock Units 0 2008-01-11 4 M 0 140 0 D 2002-01-29 2012-01-29 Common Stock 140 35 D Phantom Stock Units 0 2008-01-11 4 M 0 35 0 D 2002-01-29 2012-01-29 Common Stock 35 0 D Phantom Stock Units 0 2008-01-11 4 M 0 181 0 D 2002-02-01 2012-02-01 Common Stock 181 0 D Phantom Stock Units 0 2008-01-11 4 M 0 174 0 D 2002-03-01 2012-03-01 Common Stock 174 0 D Phantom Stock Units 0 2008-01-11 4 M 0 131 0 D 2002-04-01 2012-04-01 Common Stock 131 32 D Phantom Stock Units 0 2008-01-11 4 M 0 32 0 D 2002-04-01 2012-04-01 Common Stock 32 0 D Phantom Stock Units 0 2008-01-11 4 M 0 125 0 D 2002-05-01 2012-05-01 Common Stock 125 31 D Phantom Stock Units 0 2008-01-11 4 M 0 31 0 D 2002-05-01 2012-05-01 Common Stock 31 0 D Phantom Stock Units 0 2008-01-11 4 M 0 105 0 D 2002-05-09 2012-05-09 Common Stock 105 27 D Phantom Stock Units 0 2008-01-11 4 M 0 27 0 D 2002-05-09 2012-05-09 Common Stock 27 0 D Phantom Stock Units 0 2008-01-11 4 M 0 154 0 D 2002-06-01 2012-06-01 Common Stock 154 0 D Phantom Stock Units 0 2008-01-11 4 M 0 132 0 D 2002-07-01 2012-07-01 Common Stock 132 33 D Phantom Stock Units 0 2008-01-11 4 M 0 33 0 D 2002-07-01 2012-07-01 Common Stock 33 0 D Phantom Stock Units 0 2008-01-11 4 M 0 89 0 D 2002-07-23 2012-07-23 Common Stock 89 23 D Phantom Stock Units 0 2008-01-11 4 M 0 23 0 D 2002-07-23 2012-07-23 Common Stock 23 0 D Phantom Stock Units 0 2008-01-11 4 M 0 172 0 D 2002-08-01 2012-08-01 Common Stock 172 0 D Phantom Stock Units 0 2008-01-11 4 M 0 129 0 D 2002-09-03 2012-09-03 Common Stock 129 32 D Phantom Stock Units 0 2008-01-11 4 M 0 32 0 D 2002-09-03 2012-09-03 Common Stock 32 0 D Phantom Stock Units 0 2008-01-11 4 M 0 165 0 D 2002-10-01 2012-10-01 Common Stock 165 0 D Phantom Stock Units 0 2008-01-11 4 M 0 88 0 D 2002-10-28 2012-10-28 Common Stock 88 21 D Phantom Stock Units 0 2008-01-11 4 M 0 21 0 D 2002-10-28 2012-10-28 Common Stock 21 0 D Phantom Stock Units 0 2008-01-11 4 M 0 171 0 D 2003-08-01 2013-08-01 Common Stock 171 0 D Phantom Stock Units 0 2008-01-11 4 M 0 180 0 D 2004-04-01 Common Stock 180 7167 D Phantom Stock Units 0 2002-11-01 2012-11-01 Common Stock 174 174 D Phantom Stock Units 0 2002-12-02 2012-12-02 Common Stock 177 177 D Phantom Stock Units 0 2003-01-02 2013-01-02 Common Stock 189 189 D Phantom Stock Units 0 2003-01-30 2013-01-30 Common Stock 115 115 D Phantom Stock Units 0 2003-02-03 2013-02-03 Common Stock 177 177 D Phantom Stock Units 0 2003-03-03 2013-03-03 Common Stock 175 175 D Currently exercisable. Units vest quarterly over a one year period. No expiration date for these Units. By: Forrest M. Smith For: Charles A. Dill 2008-01-15 -----END PRIVACY-ENHANCED MESSAGE-----