-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Jrcn32q4ML2cvlHqaUf5qGCutB+2eGMID+hbdSv7gglkOOPQU1xZewSlMoRTBlVP sHc29anYWM6JV+DVxpKsZg== 0000720672-07-000075.txt : 20070530 0000720672-07-000075.hdr.sgml : 20070530 20070530162208 ACCESSION NUMBER: 0000720672-07-000075 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070530 FILED AS OF DATE: 20070530 DATE AS OF CHANGE: 20070530 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DILL CHARLES A CENTRAL INDEX KEY: 0001203680 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 07887713 MAIL ADDRESS: STREET 1: 8000 MARYLAND AVE SUITE 1190 CITY: ST LOUIS STATE: MO ZIP: 63105 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2007-05-30 0 0000720672 STIFEL FINANCIAL CORP SF 0001203680 DILL CHARLES A GATEWAY ASSOCIATES 8000 MARYLAND AVE., SUITE 1190 ST. LOUIS MO 63105 1 0 0 0 Phantom Stock Units 0 2004-01-01 2014-01-01 Common Stock 562 562 D Stock Option (Option to Buy) 7.8 2012-01-02 Common Stock 1333 1333 D Stock Option (Option to Buy) 8.7 2013-01-30 Common Stock 1333 1333 D Stock Option (Option to Buy) 13.89 2014-02-03 Common Stock 1333 1333 D Stock Option (Option to Buy) 20.22 2015-01-03 Common Stock 1000 1000 D Stock Option (Option to Buy) 38.25 2016-01-03 Common Stock 1000 1000 D Stock Option (Option to Buy) Common Stock 2666 2666 D Options vest in 20% increments on 1/2/03, 1/2/04, 1/2/05, 1/2/06 and 1/2/07. Options vest in 20% increments on 1/3/04, 1/3/05, 1/3/06, 1/3/07 and 1/3/08. Options vest in 20% increments yearly from the grant date. Options vest in 20 percent increments on 1/3/06, 1/3/07, 1/3/08, 1/3/09 and 1/3/10. Options vest in 20% increments on 1/3/07, 1/3/08, 1/3/09, 1/3/10 and 1/3/11. Various exercise prices. Options vest over time. Various expiration dates. By: Forrest M. Smith For: Charles A. Dill 2007-05-30 -----END PRIVACY-ENHANCED MESSAGE-----