-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WbAY5VzlrrdeGWcswAhcvHt5ugZhKbY4t4Az4lNVARN9tGjaMgfM9Su/CaJMgoEa uWiVZfj6sNXLt35fIyO59Q== 0000720672-06-000063.txt : 20060511 0000720672-06-000063.hdr.sgml : 20060511 20060511135702 ACCESSION NUMBER: 0000720672-06-000063 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050511 FILED AS OF DATE: 20060511 DATE AS OF CHANGE: 20060511 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BEDA BRUCE A CENTRAL INDEX KEY: 0001203738 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 06829299 MAIL ADDRESS: STREET 1: 2120 LINCOLN PARK WEST CITY: CHICAGO STATE: IL ZIP: 60614 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2005-05-11 0 0000720672 STIFEL FINANCIAL CORP SF 0001203738 BEDA BRUCE A 65 E GOETHE ST APT 6W CHICAGO IL 60610 1 0 0 0 Common Stock 13406 D Phantom Stock Units 0 2005-05-11 4 A 0 2341 0 A Common Stock 2341 7805 D Phantom Stock Units 0 2006-05-09 4 A 0 1888 0 A Common Stock 1888 9693 D Phantom Stock Units 0 2002-01-02 2012-01-02 Common Stock 200 200 D Phantom Stock Units 0 2002-01-29 2012-01-29 Common Stock 166 166 D Phantom Stock Units 0 2002-02-01 2012-02-01 Common Stock 181 181 D Phantom Stock Units 0 2002-03-01 2012-03-01 Common Stock 174 174 D Phantom Stock Units 0 2002-04-01 2012-04-01 Common Stock 163 163 D Phantom Stock Units 0 2002-05-01 2012-05-01 Common Stock 156 156 D Phantom Stock Units 0 2002-05-09 2012-05-09 Common Stock 126 126 D Phantom Stock Units 0 2002-06-01 2012-06-01 Common Stock 154 154 D Phantom Stock Units 0 2002-07-01 2012-07-01 Common Stock 165 165 D Phantom Stock Units 0 2002-07-23 2012-07-23 Common Stock 161 161 D Phantom Stock Units 0 2002-08-01 2012-08-01 Common Stock 172 172 D Phantom Stock Units 0 2002-09-03 2012-09-03 Common Stock 161 161 D Phantom Stock Units 0 2002-10-01 2012-10-01 Common Stock 165 165 D Phantom Stock Units 0 2002-10-28 2012-10-28 Common Stock 199 199 D Phantom Stock Units 0 2002-11-01 2012-11-01 Common Stock 174 174 D Phantom Stock Units 0 2002-12-02 2012-12-02 Common Stock 177 177 D Phantom Stock Units 0 2003-01-02 2013-01-02 Common Stock 189 189 D Phantom Stock Units 0 2003-01-30 2013-01-30 Common Stock 208 208 D Phantom Stock Units 0 2003-02-03 2013-02-03 Common Stock 177 177 D Phantom Stock Units 0 2003-03-03 2013-03-03 Common Stock 175 175 D Phantom Stock Units 0 2003-04-01 2013-04-01 Common Stock 179 179 D Phantom Stock Units 0 2003-05-01 2013-05-01 Common Stock 172 172 D Phantom Stock Units 0 2003-05-12 2013-05-12 Common Stock 195 195 D Phantom Stock Units 0 2003-06-01 2013-06-01 Common Stock 166 166 D Phantom Stock Units 0 2003-07-01 2013-07-01 Common Stock 168 168 D Phantom Stock Units 0 2003-08-01 2013-08-01 Common Stock 171 171 D Phantom Stock Units 0 2003-08-06 2013-08-06 Common Stock 511 511 D Phantom Stock Units 0 2003-09-01 2013-09-01 Common Stock 161 161 D Units vest quarterly over a one year period. No expiration date for these Units. By: Forrest M. Smith For: Bruce A. Beda 2006-05-11 -----END PRIVACY-ENHANCED MESSAGE-----