-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LYtNdXWGiMY7dpEalDGWM7pfHas1KFlJh3pNZAVXUolyke+Eg//tuoCCT/xejg68 UI7Ea3phK8X6/7iz/dx9Dg== 0000720672-06-000044.txt : 20060221 0000720672-06-000044.hdr.sgml : 20060220 20060221151415 ACCESSION NUMBER: 0000720672-06-000044 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060217 FILED AS OF DATE: 20060221 DATE AS OF CHANGE: 20060221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Minnick David M CENTRAL INDEX KEY: 0001307666 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 06632774 BUSINESS ADDRESS: BUSINESS PHONE: 314-342-4068 MAIL ADDRESS: STREET 1: ONE FINANCIAL PLAZA STREET 2: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2006-02-17 0 0000720672 STIFEL FINANCIAL CORP SF 0001307666 Minnick David M 12609 CONWAY ROAD CREVE COEUR MO 63141 0 1 0 0 General Counsel & Senior VP Phantom Stock Units 0 2006-02-17 4 A 0 588 0 A Common Stock 588 3152 D Phantom Stock Units 0 2006-02-17 4 A 0 147 0 A 2009-02-17 Common Stock 147 3299 D Phantom Stock Units 0 2006-02-17 4 A 0 664 0 A Common Stock 664 3963 D Stock Option (Option to Buy) 19.5 2014-10-25 Common Stock 3000 3000 D Units vest in 33 1/3% increments over a three year period. No expiration date for these Units. Units vest in 20% increments over a five year period. Stock Options vest in 20 percent increments over five years. DAVID MICHAEL MINNICK 2006-02-21 -----END PRIVACY-ENHANCED MESSAGE-----