-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Hf+JFRagzndVQw4petmuaXiF6k4aB1PGIcGt1RVJ81jPr1kIlkRJRI9nr3d8MKNQ Gkt4tAk7GyaJc1bVSj7bLQ== 0000720672-05-000061.txt : 20050628 0000720672-05-000061.hdr.sgml : 20050628 20050628171624 ACCESSION NUMBER: 0000720672-05-000061 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050628 FILED AS OF DATE: 20050628 DATE AS OF CHANGE: 20050628 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OATES JAMES M CENTRAL INDEX KEY: 0001180238 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 05921767 BUSINESS ADDRESS: BUSINESS PHONE: 6179376015 MAIL ADDRESS: STREET 1: C/O INVESTORS FINANCIAL SERVICES CORP STREET 2: 200 CLARENDON ST CITY: BOSTON STATE: MA ZIP: 02116 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2005-06-28 0 0000720672 STIFEL FINANCIAL CORP SF 0001180238 OATES JAMES M 522 LAKESHORE DRIVE ELKINS NH 03233 1 0 0 0 Common Stock 2005-06-28 4 G 0 4000 0 D 51349 D Common Stock 6266 I by Spouse Phantom Stock Units 0 2002-01-02 2012-01-02 Common Stock 200 200 D Phantom Stock Units 0 2002-01-29 2012-01-29 Common Stock 175 175 D Phantom Stock Units 0 2002-02-01 2012-02-01 Common Stock 181 181 D Phantom Stock Units 0 2002-03-01 2012-03-01 Common Stock 174 174 D Phantom Stock Units 0 2002-04-01 2012-04-01 Common Stock 163 163 D Phantom Stock Units 0 2002-05-01 2012-05-01 Common Stock 156 156 D Phantom Stock Units 0 2002-05-09 2012-05-09 Common Stock 166 166 D Phantom Stock Units 0 2002-06-01 2012-06-01 Common Stock 154 154 D Phantom Stock Units 0 2002-07-01 2012-07-01 Common Stock 165 165 D Phantom Stock Units 0 2002-07-23 2012-07-23 Common Stock 155 155 D Phantom Stock Units 0 2002-08-01 2012-08-01 Common Stock 172 172 D Phantom Stock Units 0 2002-09-03 2012-09-03 Common Stock 161 161 D Phantom Stock Units 0 2002-10-01 2012-10-01 Common Stock 165 165 D Phantom Stock Units 0 2002-10-28 2012-10-28 Common Stock 199 199 D Phantom Stock Units 0 2002-11-01 2012-11-01 Common Stock 174 174 D Phantom Stock Units 0 2002-12-02 2012-12-02 Common Stock 177 177 D Phantom Stock Units 0 2003-01-02 2013-01-02 Common Stock 189 189 D Phantom Stock Units 0 2003-01-30 2013-01-30 Common Stock 208 208 D Phantom Stock Units 0 2003-02-03 2013-02-03 Common Stock 177 177 D Phantom Stock Units 0 2003-03-03 2013-03-03 Common Stock 175 175 D Phantom Stock Units 0 2003-04-01 2013-04-01 Common Stock 179 179 D Phantom Stock Units 0 2003-05-01 2013-05-01 Common Stock 172 172 D Phantom Stock Units 0 2003-05-12 2013-05-12 Common Stock 195 195 D Phantom Stock Units 0 2013-06-01 2013-06-01 Common Stock 166 166 D Phantom Stock Units 0 2003-07-01 2013-07-01 Common Stock 168 168 D Phantom Stock Units 0 2003-08-01 2013-08-01 Common Stock 171 171 D Phantom Stock Units 0 2003-08-06 2013-08-06 Common Stock 425 425 D Phantom Stock Units 0 2003-09-01 2013-09-01 Common Stock 161 161 D Phantom Stock Units 0 2003-10-01 2013-10-01 Common Stock 863 863 D Phantom Stock Units 0 2004-01-01 2014-01-01 Common Stock 618 618 D By: Forrest M. Smith For: James M. Oates 2005-06-28 -----END PRIVACY-ENHANCED MESSAGE-----