-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KPZGxh8/ZY7gClf/tV4MfTCk9hj+jjhEQkfPHpFUPjViorMysnCWEbMnKbkmvrRb wi2j38i+ra9C844OeWYOTg== 0000720672-05-000034.txt : 20050214 0000720672-05-000034.hdr.sgml : 20050214 20050214150049 ACCESSION NUMBER: 0000720672-05-000034 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050211 FILED AS OF DATE: 20050214 DATE AS OF CHANGE: 20050214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KENDRICK THOMAS R CENTRAL INDEX KEY: 0001208972 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 05608482 BUSINESS ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2005-02-11 0 0000720672 STIFEL FINANCIAL CORP SF 0001208972 KENDRICK THOMAS R 540 FOX RIDGE RD FRONTENAC MO 63131 0 0 0 1 Director of a Major Subsidiary Common Stock 10955 D Phantom Stock Units 0 2005-02-11 4 A 0 7418 0 A Common Stock 7418 62673 D Phantom Stock Units 0 2005-02-11 4 A 0 1855 0 A 2008-01-01 Common Stock 1855 64528 D Stock Option (Option to Buy) 7.8 2012-01-02 Common Stock 10667 10667 D Phantom Stock Units vest in 33 1/3% increments on 1/1/06, 1/1/07 and 1/1/08. No expiration date for these Units. Various exercisable dates. By: Forrest M. Smith For: Thomas R. Kendrick 2005-02-14 -----END PRIVACY-ENHANCED MESSAGE-----