-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UPP3U9aRpDNByB331eZfRzMg6gqatNvJ/fW2sG8PROpFspuDrZ0uA0qJW957Pkmk fx6/ha6As7eZXsaX2iiiDw== 0000720672-05-000015.txt : 20050112 0000720672-05-000015.hdr.sgml : 20050112 20050112102344 ACCESSION NUMBER: 0000720672-05-000015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050110 FILED AS OF DATE: 20050112 DATE AS OF CHANGE: 20050112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DILL CHARLES A CENTRAL INDEX KEY: 0001203680 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 05524882 MAIL ADDRESS: STREET 1: 8000 MARYLAND AVE SUITE 1190 CITY: ST LOUIS STATE: MO ZIP: 63105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2005-01-10 0 0000720672 STIFEL FINANCIAL CORP SF 0001203680 DILL CHARLES A GATEWAY ASSOCIATES 8000 MARYLAND AVE., SUITE 1190 ST. LOUIS MO 63105 1 0 0 0 Common Stock 2005-01-10 4 M 0 8101 3.7021 A 16921 D Stock Option (Option to Buy) 2005-01-10 4 M 0 8101 0 D Common Stock 8101 10015 D Phantom Stock Units 0 2002-01-02 2012-01-02 Common Stock 200 200 D Phantom Stock Units 0 2002-01-29 2012-01-29 Common Stock 175 175 D Phantom Stock Units 0 2002-02-01 2012-02-01 Common Stock 181 181 D Phantom Stock Units 0 2002-03-01 2012-03-01 Common Stock 174 174 D Phantom Stock Units 0 2002-04-01 2012-04-01 Common Stock 163 163 D Phantom Stock Units 0 2002-05-01 2012-05-01 Common Stock 156 156 D Phantom Stock Units 0 2002-05-09 2012-05-09 Common Stock 132 132 D Phantom Stock Units 0 2002-06-01 2012-06-01 Common Stock 154 154 D Phantom Stock Units 0 2002-07-01 2012-07-01 Common Stock 165 165 D Phantom Stock Units 0 2002-07-23 2012-07-23 Common Stock 112 112 D Phantom Stock Units 0 2002-08-01 2012-08-01 Common Stock 172 172 D Phantom Stock Units 0 2002-09-03 2012-09-03 Common Stock 161 161 D Phantom Stock Units 0 2002-10-01 2012-10-01 Common Stock 165 165 D Phantom Stock Units 0 2002-10-28 2012-10-28 Common Stock 109 109 D Phantom Stock Units 0 2002-11-01 2012-11-01 Common Stock 174 174 D Phantom Stock Units 0 2002-12-02 2012-12-02 Common Stock 177 177 D Phantom Stock Units 0 2003-01-02 2013-01-02 Common Stock 189 189 D Phantom Stock Units 0 2003-01-30 2013-01-30 Common Stock 115 115 D Phantom Stock Units 0 2003-02-03 2013-02-03 Common Stock 177 177 D Phantom Stock Units 0 2003-03-03 2013-03-03 Common Stock 175 175 D Phantom Stock Units 0 2003-04-01 2013-04-01 Common Stock 179 179 D Phantom Stock Units 0 2003-05-01 2013-05-01 Common Stock 172 172 D Phantom Stock Units 0 2003-05-12 2013-05-12 Common Stock 106 106 D Phantom Stock Units 0 2003-06-01 2013-06-01 Common Stock 166 166 D Phantom Stock Units 0 2003-07-01 2013-07-01 Common Stock 168 168 D Phantom Stock Units 0 2003-08-01 2013-08-01 Common Stock 171 171 D Phantom Stock Units 0 2003-08-06 2013-08-06 Common Stock 340 340 D Phantom Stock Units 0 2003-09-01 2013-09-01 Common Stock 161 161 D Phantom Stock Units 0 2003-10-01 2013-10-01 Common Stock 785 785 D Various exercise prices. Options vest over time. Various expiration dates. By: Forrest M. Smith For: Charles A. Dill 2005-01-12 -----END PRIVACY-ENHANCED MESSAGE-----