-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P1tDaEDHkjO32uZYXQzfvdBnDXkgyOM+00z9Z+hNPNcnRjDCac0i90aP5cAFsVQt XKFjZXfinS9exaEraSsynQ== 0000720672-05-000002.txt : 20050105 0000720672-05-000002.hdr.sgml : 20050105 20050105120838 ACCESSION NUMBER: 0000720672-05-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050103 FILED AS OF DATE: 20050105 DATE AS OF CHANGE: 20050105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BEDA BRUCE A CENTRAL INDEX KEY: 0001203738 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 05511125 MAIL ADDRESS: STREET 1: 2120 LINCOLN PARK WEST CITY: CHICAGO STATE: IL ZIP: 60614 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2005-01-03 0 0000720672 STIFEL FINANCIAL CORP SF 0001203738 BEDA BRUCE A 65 E GOETHE ST APT 6W CHICAGO IL 60610 1 0 0 0 Phantom Stock Units 0 2004-01-01 2014-01-01 Common Stock 674 674 D Phantom Stock Units 0 Common Stock 5464 5464 D Stock Option (Option to Buy) 7.8 2012-01-02 Common Stock 1333 1333 D Stock Option (Option to Buy) 8.7 2013-01-30 Common Stock 1333 1333 D Stock Option (Option to Buy) 13.89 2014-01-02 Common Stock 1333 1333 D Stock Option (Option to Buy) Common Stock 11887 11887 D Units vest quarterly over a one year period. No expiration date for these Units. Options vest in 20% increments on 1/2/03, 1/2/04, 1/2/05, 1/2/06 and 1/2/07. Options vest in 20% increments on 1/3/04, 1/3/05, 1/3/06, 1/3/07 and 1/3/08. Options vest in 20% increments yearly from the grant date. Various exercise prices. Options vest over time. Various expiration dates. By: Forrest M. Smith For: Bruce A. Beda 2005-01-05 -----END PRIVACY-ENHANCED MESSAGE-----