-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CxDf2+upM4WgZn4xEJoJN2vXaNrplvoz8/EcBuqkFbeEMktUpfGC4iPY44m9wzS9 xq22Ic9AQotlegyKiM8NMA== 0000720672-04-000065.txt : 20040402 0000720672-04-000065.hdr.sgml : 20040402 20040402152504 ACCESSION NUMBER: 0000720672-04-000065 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040401 FILED AS OF DATE: 20040402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEFTON ROBERT E CENTRAL INDEX KEY: 0001203726 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 04713648 MAIL ADDRESS: STREET 1: 61 LADUE ESTATES DRIVE CITY: ST LOUIS STATE: MO ZIP: 63141 4 1 edgardoc.xml PRIMARY DOCUMENT X0201 4 2004-04-01 0 0000720672 STIFEL FINANCIAL CORP SF 0001203726 LEFTON ROBERT E PSYCHOLOGICAL ASSOCIATES, INC. 8112 MARYLAND AVE., SUITE 300 ST. LOUIS MO 63105 1 0 0 0 Common Stock 11329 D Phantom Stock Units 0 2004-04-01 4 A 0 157 0 A 2004-04-01 Common Stock 157 844 D Phantom Stock Units 0 2004-04-01 4 A 0 39 0 A 2004-04-01 Common Stock 39 883 D Phantom Stock Units 0 2004-04-01 4 A 0 131 0 A 2004-04-01 Common Stock 131 1014 D Phantom Stock Units 0 2004-04-01 4 A 0 33 0 A 2004-04-01 Common Stock 33 1047 D Phantom Stock Units 0 2002-01-29 2012-01-29 Common Stock 96 96 D Phantom Stock Units 0 2002-05-09 2012-05-09 Common Stock 73 73 D Phantom Stock Units 0 2002-10-28 2012-10-28 Common Stock 149 149 D Phantom Stock Units 0 2003-01-30 2013-01-30 Common Stock 156 156 D Phantom Stock Units 0 2003-03-03 2013-03-03 Common Stock 406 406 D Phantom Stock Units 0 2003-04-01 2013-04-01 Common Stock 134 134 D Phantom Stock Units 0 2003-05-01 2013-05-01 Common Stock 129 129 D Phantom Stock Units 0 2003-05-12 2013-05-12 Common Stock 146 146 D Phantom Stock Units 0 2003-06-01 2013-06-01 Common Stock 125 125 D Phantom Stock Units 0 2003-07-01 2013-07-01 Common Stock 126 126 D Phantom Stock Units 0 2003-08-01 2013-08-01 Common Stock 128 128 D Phantom Stock Units 0 2003-08-06 2013-08-06 Common Stock 319 319 D Phantom Stock Units 0 2003-09-01 2013-09-01 Common Stock 121 121 D Phantom Stock Units 0 2003-10-01 2013-10-01 Common Stock 647 647 D Phantom Stock Units 0 2004-01-01 2014-01-01 Common Stock 464 464 D Stock Option (Option to Buy) 10.4 2012-01-02 Common Stock 1000 1000 D Stock Option (Option to Buy) 11.6 2013-01-30 Common Stock 1000 1000 D Stock Option (Option to Buy) 22.55 2014-02-03 Common Stock 1000 1000 D Stock Option (Option to Buy) Common Stock 5255 5255 D No expiration date for these Units. Options vest in 20% increments on 1/2/03, 1/2/04, 1/2/05, 1/2/06 and 1/2/07. Options vest in 20% increments on 1/3/04, 1/3/05, 1/3/06, 1/3/07 and 1/3/08. Options vest in 20% increments yearly from the grant date. Various exercise prices. Currently exercisable. Various expiration dates. By: Forrest M. Smith For: Robert E. Lefton 2004-04-02 -----END PRIVACY-ENHANCED MESSAGE-----