-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CZ9BZxORShcFPg60IUzJZVX02NUHTKOA0swmPMxpbgnc/6I6K9aILIkKWkTX0mr4 54LDDas8WZ8MtS5JbMpAdw== 0000720672-04-000061.txt : 20040402 0000720672-04-000061.hdr.sgml : 20040402 20040402152332 ACCESSION NUMBER: 0000720672-04-000061 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040401 FILED AS OF DATE: 20040402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DILL CHARLES A CENTRAL INDEX KEY: 0001203680 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 04713635 MAIL ADDRESS: STREET 1: 8000 MARYLAND AVE SUITE 1190 CITY: ST LOUIS STATE: MO ZIP: 63105 4 1 edgardoc.xml PRIMARY DOCUMENT X0201 4 2004-04-01 0 0000720672 STIFEL FINANCIAL CORP SF 0001203680 DILL CHARLES A GATEWAY ASSOCIATES 8000 MARYLAND AVE., SUITE 1190 ST. LOUIS MO 63105 1 0 0 0 Common Stock 6615 D Phantom Stock Units 0 2004-04-01 4 A 0 157 0 A 2004-04-01 Common Stock 157 2935 D Phantom Stock Units 0 2004-04-01 4 A 0 39 0 A 2004-04-01 Common Stock 39 2974 D Phantom Stock Units 0 2004-04-01 4 A 0 105 0 A 2004-04-01 Common Stock 105 3079 D Phantom Stock Units 0 2004-04-01 4 A 0 26 0 A 2004-04-01 Common Stock 26 3105 D Phantom Stock Units 0 2002-01-02 2012-01-02 Common Stock 150 150 D Phantom Stock Units 0 2002-01-29 2012-01-29 Common Stock 131 131 D Phantom Stock Units 0 2002-02-01 2012-02-01 Common Stock 136 136 D Phantom Stock Units 0 2002-03-01 2012-03-01 Common Stock 130 130 D Phantom Stock Units 0 2002-04-01 2012-04-01 Common Stock 122 122 D Phantom Stock Units 0 2002-05-01 2012-05-01 Common Stock 117 117 D Phantom Stock Units 0 2002-05-09 2012-05-09 Common Stock 99 99 D Phantom Stock Units 0 2002-06-01 2012-06-01 Common Stock 115 115 D Phantom Stock Units 0 2002-07-01 2012-07-01 Common Stock 124 124 D Phantom Stock Units 0 2002-07-23 2012-07-23 Common Stock 84 84 D Phantom Stock Units 0 2002-08-01 2012-08-01 Common Stock 129 129 D Phantom Stock Units 0 2002-09-03 2012-09-03 Common Stock 121 121 D Phantom Stock Units 0 2002-10-01 2012-10-01 Common Stock 124 124 D Phantom Stock Units 0 2002-10-28 2012-10-28 Common Stock 82 82 D Phantom Stock Units 0 2002-11-01 2012-11-01 Common Stock 130 130 D Phantom Stock Units 0 2002-12-02 2012-12-02 Common Stock 133 133 D Phantom Stock Units 0 2003-01-02 2013-01-02 Common Stock 142 142 D Phantom Stock Units 0 2003-01-30 2013-01-30 Common Stock 86 86 D Phantom Stock Units 0 2003-02-03 2013-02-03 Common Stock 133 133 D Phantom Stock Units 0 2003-03-03 2013-03-03 Common Stock 131 131 D Phantom Stock Units 0 2003-04-01 2013-04-01 Common Stock 134 134 D Phantom Stock Units 0 2003-05-01 2013-05-01 Common Stock 129 129 D Phantom Stock Units 0 2003-05-12 2013-05-12 Common Stock 80 80 D Phantom Stock Units 0 2003-06-01 2013-06-01 Common Stock 125 125 D Phantom Stock Units 0 2003-07-01 2013-07-01 Common Stock 126 126 D Phantom Stock Units 0 2003-08-01 2013-08-01 Common Stock 128 128 D No expiration date for these Units. Currently exercisable. By: Forrest M. Smith For: Charles A. Dill 2004-04-02 -----END PRIVACY-ENHANCED MESSAGE-----