13F-HR 1 0001.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2000 Check here if Amendment [ ]; Amendment Number: This Amendment (Check Only One): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Stifel, Nicolaus & Company, Incorporated Address: One Financial Plaza, 501 N. Broadway St. Louis, Missouri 63102 13F File Number: 28-6972 The institutional investment manager filing this report & the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Scott McCuaig Title: President, Private Client Group & Chief Operating Officer Phone: (314) 342-2844 Signature, Place, and Date of Signing: Scott McCuaig St. Louis, Missouri January 31, 2001 Report Type: (Check only one): [X] 13F Holdings Report [ ] 13F Notice [ ] 13F Combination Report List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. PORTVUE-SEC13F.LNP STIFEL NICOLAUS & CO., INC. PAGE 1 RUN DATE: 01/22/01 10:09 A.M. FORM 13F INFORMATION TABLE AS OF DATE: 12/31/00 NAME OF ISSUER CLASS CUSIP FAIR SHARES OR SH/ INVST VOTING AUTHORITY TITLE MARKET PRINCIPAL PRN DSCRT SOLE SHARED NONE VALUE AMOUNT ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ ABBOTT LABS COM 002824100 5826 120276 SH SOLE 101086 0 19190 ADOBE SYS INC COM 00724F101 215 3700 SH SOLE 2900 0 800 AER ENERGY RES COM 000944108 11 44929 SH SOLE 44929 0 0 AFLAC INC COM 001055102 289 3997 SH SOLE 3746 0 251 AGILENT TECHNOL COM 00846U101 390 7123 SH SOLE 6373 0 750 ALLIED RISER CO COM 019496108 34 16900 SH SOLE 16900 0 0 AMDOCS LTD ORD FRN COM G02602103 749 11311 SH SOLE 8276 0 3035 AMERICA ONLINE COM 02364J104 636 18263 SH SOLE 17963 0 300 AMERICAN EXPRES COM 025816109 1361 24772 SH SOLE 20631 0 4141 AMERICAN HOME COM 026609107 1331 20947 SH SOLE 15645 0 5302 AMERICAN INTL COM 026874107 5050 51236 SH SOLE 42676 0 8560 AMGEN INC COM 031162100 308 4810 SH SOLE 4810 0 0 ANHEUSER BUSCH COM 035229103 646 14200 SH SOLE 14200 0 0 AT&T CORP LIB COM 001957208 357 26287 SH SOLE 18618 0 7669 AUTOMATIC DATA COM 053015103 4516 71333 SH SOLE 58335 0 12998 BANK AMERICA COM 060505104 1101 24011 SH SOLE 20110 0 3901 BANK ONE CORP COM 06423A103 670 18295 SH SOLE 15290 0 3005 BOEING CO COM 097023105 914 13845 SH SOLE 12493 0 1352 BRISTOL MYERS COM 110122108 1908 25810 SH SOLE 25430 0 380 CABLEVISION SYS COM 12686C109 803 9458 SH SOLE 6617 0 2841 CALPINE CORP CO COM 131347106 771 17115 SH SOLE 13117 0 3998 CATERPILLAR INC COM 149123101 377 7958 SH SOLE 6082 0 1876 CERES GROUP INC COM 156772105 67 11200 SH SOLE 11200 0 0 CISCO SYS INC COM 17275R102 16423 429357 SH SOLE 362028 0 67329 CITIGROUP INC. COM 172967101 5728 112180 SH SOLE 94380 0 17800 COCA COLA CO COM 191216100 475 7791 SH SOLE 6945 0 846 COMPUTER SCIENC COM 205363104 420 6990 SH SOLE 6148 0 842 COMVERSE TECHNO COM 205862402 655 6027 SH SOLE 4176 0 1851 C-CUBE MICROSYS COM 12501N108 318 25860 SH SOLE 18380 0 7480 D & K HEALTHCAR COM 232861104 380 28000 SH SOLE 22000 0 6000 DELL COMPUTER COM 247025109 1529 87685 SH SOLE 74883 0 12802 DU PONT COM 263534109 643 13318 SH SOLE 12237 0 1081 E M C CORP MASS COM 268648102 286 4300 SH SOLE 3540 0 760 EL PASO ENERGY COM 283905107 983 13718 SH SOLE 12695 0 1023 EMERSON ELEC CO COM 291011104 3930 49864 SH SOLE 41371 0 8493 ENRON CORP COM 293561106 1071 12888 SH SOLE 10152 0 2736 EXXON CORP COM 30231G102 1052 12104 SH SOLE 11176 0 928 FED HOME LN MTG COM 313400301 4539 65904 SH SOLE 53852 0 12052 FEDERAL NAT MTG COM 313586109 3389 39066 SH SOLE 30519 0 8547 FIRST OAK BROOK COM 335847208 195 11060 SH SOLE 11060 0 0 FIRSTAR CORP COM 33763V109 238 10228 SH SOLE 10228 0 0 FPL GROUP INC COM 302571104 774 10794 SH SOLE 7576 0 3218 GENERAL ELEC CO COM 369604103 8790 183359 SH SOLE 150856 0 32503 GILLETTE CO COM 375766102 2751 76161 SH SOLE 63992 0 12169 GUIDANT CORP COM 401698105 660 12238 SH SOLE 8576 0 3662 HEWLETT PACKARD COM 428236103 886 28057 SH SOLE 26361 0 1696 HOME DEPOT INC COM 437076102 2381 52107 SH SOLE 45296 0 6811 HONEYWELL INT'L COM 438516106 1035 21879 SH SOLE 18489 0 3390 HOUSEHOLD INTL COM 441815107 716 13021 SH SOLE 8963 0 4058 I B M COM 459200101 4009 47162 SH SOLE 39721 0 7441 INTEL CORP COM 458140100 2894 96253 SH SOLE 84399 0 11854 INTERNATIONAL COM 460146103 354 8674 SH SOLE 6829 0 1845 JOHNSON & JOHNS COM 478160104 3068 29197 SH SOLE 21776 0 7421 KEYCORP COM 493267108 1092 39000 SH SOLE 34490 0 4510 KIMBERLY CLARK COM 494368103 898 12701 SH SOLE 11619 0 1082 LAKEHEAD PIPE COM 511557100 619 15000 SH SOLE 12500 0 2500 LINEAR TECHNOL COM 535678106 1560 33733 SH SOLE 28215 0 5518 LOWES CO COM 548661107 264 5926 SH SOLE 5526 0 400 MAXIM INTEGRATE COM 57772K101 1277 26699 SH SOLE 22276 0 4423 MBNA CORP COM 55262L100 4691 126989 SH SOLE 106561 0 20428 MCDONALDS CORP COM 580135101 479 14087 SH SOLE 12892 0 1195 MEDIMMUNE INC COM 584699102 479 10052 SH SOLE 7077 0 2975 MEDTRONIC INC COM 585055106 4345 71972 SH SOLE 61044 0 10928 MERCK & CO INC COM 589331107 10375 110818 SH SOLE 91346 0 19472 MICRON TECHNOL COM 595112103 684 19281 SH SOLE 13807 0 5474 MICROSOFT CORP COM 594918104 551 12696 SH SOLE 11492 0 1204 MINNESOTA MNG&M COM 604059105 752 6242 SH SOLE 5606 0 636 MORGAN J.P. & COM 616880100 794 4795 SH SOLE 4355 0 440 NATIONAL CITY C COM 635405103 229 7982 SH SOLE 7982 0 0 NEXTEL COMMUN COM 65332V103 443 17911 SH SOLE 14226 0 3685 NOKIA CORP FRN COM 654902204 291 6700 SH SOLE 6400 0 300 NORTHERN TRUST COM 665859104 4264 52278 SH SOLE 43698 0 8580 ORACLE SYS CORP COM 68389X105 2276 78312 SH SOLE 63416 0 14896 PARAMETRIC TECH COM 699173100 164 12218 SH SOLE 9600 0 2618 PEPSICO INC COM 713448108 2743 55343 SH SOLE 41358 0 13985 PFIZER INC COM 717081103 2658 57775 SH SOLE 49141 0 8634 PHILIP MORRIS COM 718154107 3827 86978 SH SOLE 68943 0 18035 PROCTER & GAMBL COM 742718109 234 2986 SH SOLE 2705 0 281 PRODUCTEXPRESS COM 743052102 0 13000 SH SOLE 0 0 13000 QUALCOMM INC COM 747525103 200 2435 SH SOLE 2115 0 320 RPM INC OHIO COM 749685103 219 25540 SH SOLE 20940 0 4600 SAFEWAY INC COM 786514208 3888 62212 SH SOLE 51551 0 10661 SBC COMMUNICAT COM 78387G103 928 19444 SH SOLE 15139 0 4305 SCHLUMBERGER COM 806857108 696 8707 SH SOLE 6493 0 2214 SCHWAB CHARLES COM 808513105 524 18471 SH SOLE 13153 0 5318 SIGMA ALDRICH COM 826552101 3200 81406 SH SOLE 66447 0 14959 SONOCO PRODUCTS COM 835495102 647 29930 SH SOLE 22060 0 7870 SUN MICROSYSTEM COM 866810104 446 15984 SH SOLE 15984 0 0 TEXAS INSTRUMEN COM 882508104 235 4950 SH SOLE 4290 0 660 TYCO INTL LTD COM 902124106 862 15538 SH SOLE 11963 0 3575 UNITED TECHNOLO COM 913017109 1413 17972 SH SOLE 14177 0 3795 VALSPAR CORP COM 920355104 815 25322 SH SOLE 16667 0 8655 VIACOM INC COM 925524308 3952 84525 SH SOLE 70651 0 13874 WAL MART STORES COM 931142103 7623 143493 SH SOLE 118565 0 24928 WALT DISNEY CO COM 254687106 465 16061 SH SOLE 13640 0 2421 WELLS FARGO NEW COM 949746101 221 3976 SH SOLE 3699 0 277 XO COMMUNICAT COM 983764101 316 17729 SH SOLE 12590 0 5139 ZWEIG FD INC COM 989834106 265 27000 SH SOLE 27000 0 0 LINE COUNT: 98
STIFEL NICOLAUS & CO., INC. FORM 13F SUMMARY PAGE AS OF DATE: 12/31/00 RUN DATE: 01/22/01 10:09 A.M. REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 98 FORM 13F INFORMATION TABLE VALUE TOTAL: $171,806,000