-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DeukeEj4238ILuH7FoWHR8qdx2dNKuDrFVFv8mG/yMSMaTep2Y5msECy27t/HNnT +4GYZpAvQA/sIgeet6AfdA== 0000720671-07-000011.txt : 20070702 0000720671-07-000011.hdr.sgml : 20070702 20070702123755 ACCESSION NUMBER: 0000720671-07-000011 CONFORMED SUBMISSION TYPE: NT 10-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070702 FILED AS OF DATE: 20070702 DATE AS OF CHANGE: 20070702 EFFECTIVENESS DATE: 20070702 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HALIFAX CORP CENTRAL INDEX KEY: 0000720671 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 540829246 STATE OF INCORPORATION: VA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: NT 10-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-08964 FILM NUMBER: 07953842 BUSINESS ADDRESS: STREET 1: 5250 CHEROKEE AVE CITY: ALEXANDRIA STATE: VA ZIP: 22312 BUSINESS PHONE: 7037502202 MAIL ADDRESS: STREET 1: 5250 CHEROKEE AVENUE CITY: ALEXANDRIA STATE: VA ZIP: 22312 FORMER COMPANY: FORMER CONFORMED NAME: HALIFAX ENGINEERING INC/VA DATE OF NAME CHANGE: 19911204 NT 10-K 1 f12b25e.txt UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: Washington, DC 20549 3235-0058 Expires: April 30, 2009 Estimated average burden hours per response .. 2.50 FORM 12b-25 SEC FILE NUMBER 1-08964 NOTIFICATION OF LATE FILING CUSIP NUMBER 405752 10 6 (Check One): [X] Form 10-K [_] Form 20-F [_] Form 11-K [ ] Form 10-Q [_] [ ] Form 10-D Form N-SAR [_] Form N-CSR For Period Ended: March 31, 2007 [_] Transition Report on Form 10-K [_] Transition Report on Form 20-F [_] Transition Report on Form 11-K [_] Transition Report on Form 10-Q [_] Transition Report on Form N-SAR For the Transition Period Ended:______________________________________ Read Instruction (on back page) Before Preparing Form. Please Print or Type. Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. If the notification relates to a portion of the filing checked above, identify the item(s) to which the notification relates: ______________________________________________________________ PART I -- REGISTRANT INFORMATION Halifax Corporation Full Name of Registrant Former Name If Applicable 5250 Cherokee Avenue Address of Principal Executive Office (Street and Number) Alexandria, VA 22312 City, State and Zip Code PART II -- RULES 12b-25(b) AND (c) If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate.) [X] (a) The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense (b) The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11- K, Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q, or subject distribution report on Form 10- D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and (c) The accountant's statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.
PART III -- NARRATIVE State below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q, 10- D, N-SAR, N-CSR, or the transition report portion thereof, could not be filed within the prescribed time period. (Attach Extra Sheets if Needed) Please see attached Exhibit A in response to this Part III. PART IV -- OTHER INFORMATION (1) Name and telephone number of person to contact in regard to this notification Joseph Sciacca (703) 750-2400 (Name) (Area Code) (Telephone Number) (2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s). [X] Yes [ ] No (3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? [X] Yes [ ] No If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made. Please see attached Exhibit B in response to this Part IV. Halifax Corporation (Name of Registrant as Specified in Charter) has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized. Date: July 2, 2007 By: /s/ Joseph Sciacca Joseph Sciacca Vice President Finance & Chief Financial Officer INSTRUCTION: The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature. If the statement is signed on behalf of the registrant by an authorized representative (other than an executive officer), evidence of the representative's authority to sign on behalf of the registrant shall be filed with the form. ATTENTION Intentional misstatements or omissions of fact constitute Federal Criminal Violations (see 18 U.S.C. 1001). EXHIBIT A Halifax Corporation (the "Company") has determined that it is unable to file its annual report on Form 10-K (the "Form 10-K") for the fiscal year ended March 31, 2007 within the prescribed period because the Company was unable to timely complete its year end financial statements due to a delay in the extension of the Company's credit facility, which was completed on June 29, 2007. The extension of the credit facility did not occur sufficiently prior to the Form 10-K filing deadline to permit the completion of the Company's audited financial statements within the relevant Form 10-K filing period. EXHIBIT B The Company anticipates incurring a loss for the quarter and the year ended March 31, 2007 due to losses associated with an equipment roll out project, as well as two non-cash accounting charges which included a fourth quarter charge of $500,000 for inventory obsolescence and a $2.2 million charge providing for a 100% valuation reserve against its deferred tax asset. For the year ended March 31, 2007, the Company anticipates reporting a loss of approximately $2.8 million compared to net income of approximately $1.5 million for the year ended March 31, 2006.
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