3 1 f3julawl.htm FORM 3 Form 3 - ARTHUR J WHALEN

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D. C. 20549

 

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

 

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility
Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940

 

1  Name and Address of Reporting Person *

    WHALEN         ARTHUR         J
    (Last)         (First)         (Middle)

    5267 LEESTONE CT
    (Street 1)

   
    (Street 2)

    SPRINGFIELD         VA         22151
    (City)         (State)         (Zip)

2  Date of Event
    Requiring
    Statement
    (Month/Day/Year)

07/01/2002

4  Issuer Name and Ticker or Trading Symbol

    Halifax Corporation

    HX

6  If Amendment,
    Date of Original
    (Month/Day/Year)

3  IRS Identification
    Number of
    Reporting Person,
    if an entity
    (Voluntary)

###-##-####

5  Relationship of Reporting Person(s) to Issuer
    (Check All Applicable)
    ____ Director                 ____ 10% Owner

       X   Officer                   ____ Other
    (Give Title below)           (Specify below)
    Vice President

 

7  Individual or
    Joint/Group Filing
    (Check Applicable Line)
       X   Filed by One
             Reporting Person
    ____ Filed by More Than
             One Reporting Person

Table I   --   Non-Derivative Securities Beneficially Owned

1  Title of Security


     (Instruction 4)

2  Amount of Securities
    Beneficially Owned

     (Instruction 4)

3  Ownership:
    Direct (D)
    or Indirect (I)
     (Instruction 5)

4  Nature of Indirect Beneficial Ownership


     (Instruction 5)

NONE

 

 

 

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).


SEC 1473 (3-99)

FORM 3     (Continued)

Table II   --   Derivative Securities Beneficially Owned
(Puts, Calls, Warrants, Options, Convertible Securities)

1  Title of Derivative Security



     (Instruction 4)

2  Date Exercisable and
    Expiration Date
    (Month/Day/Year)

3  Title and Amount of Securities
    Underlying Derivative Security
     (Instruction 4)

4  Conversion
    or Exercise
    Price of
    Derivative
    Security

5  Ownership:
    Direct (D)
    or
    Indirect (I)
     (Instruction 5)

6  Nature of Indirect
    Beneficial
    Ownership

     (Instruction 5)

Date
Exercisable

Expiration
Date


Title

Amount or
Number of
Shares

Stock Options

03/02/04

03/02/10

Common Stock

        2000

        7.56

D

 

Stock Options

A

05/09/11

Common Stock

        2000

        2.60

D

 

Stock Options

B

03/20/12

Common Stock

        9000

        4.05

D

 

Explanation of Responses:
(A) 25% 5/9/02, 25% 5/9/03, 25% 5/9/04 and 25% 5/9/05 (B) 25% 3/20/04, 25% 3/20/05 and 50% 3/20/06

 

        ARTHUR J WHALEN
        __________________________
   ** Signature of Reporting Person

Jul 3, 2002
___________
Date

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
    See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).


SEC 1473 (3-99)