5 1 jvmay15l.htm Form 5 - James L Sherwood, IV

FORM 5

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D. C. 20549

 

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

  X   Check here if no longer subject to
        Section 16.    Form 4 or Form 5
        obligations may continue.
        See Instruction 1(b).
___  Form 3 Holdings Reported.
  X    Form 4 Transactions Reported.

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility
Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940

 

1  Name and Address of Reporting Person *

    Sherwood, IV         James         L
    (Last)         (First)         (Middle)

    4824 King Solomon Drive
    (Street 1)

   
    (Street 2)

    Annandale         VA         22003
    (City)         (State)         (Zip)

2  Issuer Name and Ticker or Trading Symbol

    Halifax Corporation         HX

6  Relationship of Reporting Person(s) to Issuer
    (Check All Applicable)
    ____ Director                 ____ 10% Owner

       X   Officer                   ____ Other
    (Give Title below)           (Specify below)
    Vice President

3  IRS Identification
    Number of
    Reporting Person,
    if an entity
            (Voluntary)

###-##-####

4  Statement for
    Month/Year

03/02/2002

5  If Amendment,
    Date of Original
    (Month/Day/Year)

7  Individual or Joint/Group Filing
    (Check Applicable Line)
       X   Filed by One Reporting Person

    ____ Filed by More Than One Reporting Person

Table I   --   Non-Derivative Securities Acquired, Disposed Of, or Beneficially Owned

1 Title of Security




     (Instruction 3)

2 Trans-
   action
   Date
   (Month/
   Day/
   Year)

3 Trans
   action
   Code


    (Instr 8)

4 Securities Acquired (A)
   or Disposed Of (D)

    (Instructions 3, 4, 5)

5 Amount of
   Securities
   Beneficially
   Owned at
   End of
   Issuer's
   Fiscal Year
    (Instructions 3, 4)

6 Owner-
   ship:
   Direct (D)
   or
   Indirect (I)
    (Instr 4)

7 Nature of Indirect
   Beneficial Ownership



    (Instruction 4)


Amount

(A)
or
(D)


Price

NONE

 

 

 

 

 

 

 

na 

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).


SEC 2270 (3-99)

FORM 5     (Continued)

Table II   --   Derivative Securities Acquired, Disposed Of, or Beneficially Owned
(Puts, Calls, Warrants, Options, Convertible Securities)

1 Title of
 Derivative
 Security



     (Instruction 3)

2 Con-
 version
 or
 Exercise
 Price of
 Deriv-
 ative
 Security

3 Trans-
 action
 Date
 (Month/
 Day/
 Year)

4 Trans
 action
 Code


  (Instr 8)

5 Number of
 Derivative
 Securities
 Acquired (A) or
 Disposed Of (D)
   (Instructions 3, 4, 5)

6 Date
 Exercisable and
 Expiration Date

 (Month/Day/Year)

7 Title and Amount
 of Underlying
 Securities


    (Instructions 3, 4)

8 Price
 of Deri-
 vative
 Security



   (Instr 5)

9 Number
 of Deri-
 vative
 Securities
 Owned
 at End of
 Year
  (Instr 4)

10 Own-
 ership:
 Direct
 (D)
 or
 Indirect
 (I)
  (Instr 4)

11 Nature
 of Indirect
 Beneficial
 Ownership



  (Instr 4)


(A)


(D)

  Date
  Exer-
  cisable

  Expir-
  ation
  Date


Title

Amount
or
Number
of Shares

Stock Options

        2.60

05/09/01

   A

      3,000

                

(A)

05/09/11

Stock Options

      3,000

        2.60

    13,000

D

 

Stock Options

        4.05

03/20/02

   A

      5,000

                

(B)

03/20/12

Stock Options

      3,000

        4.05

    18,000

D

 

Explanation of Responses:
(A) 25% per year beginning 5/02 (B) 25% 3/2004, 25% 2005, and 50% 2006

 

        James L Sherwood, IV
        __________________________
   ** Signature of Reporting Person

May 15, 2002
___________
Date

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
    See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).


SEC 2270 (3-99)