-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UzADRTvi/e5MStUkjp4D6ZNmW4nq3ItUxhc/5zxgoc9DhU6clMgqLnwnp0zb0UGh tXHdJn4et9ABzDeMEDpz6g== 0000892569-99-000482.txt : 19990217 0000892569-99-000482.hdr.sgml : 19990217 ACCESSION NUMBER: 0000892569-99-000482 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990216 GROUP MEMBERS: B. ALLEN LAY GROUP MEMBERS: SOUTHERN CALIFORNIA VENTURES SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KOFAX IMAGE PRODUCTS INC CENTRAL INDEX KEY: 0001045035 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 330114967 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-52537 FILM NUMBER: 99538795 BUSINESS ADDRESS: STREET 1: 3 JENNER ST CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 7147271733 MAIL ADDRESS: STREET 1: 3 JENNER ST CITY: IRVINE STATE: CA ZIP: 92618 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHERN CALIFORNIA VENTURES CENTRAL INDEX KEY: 0000720593 STANDARD INDUSTRIAL CLASSIFICATION: INVESTORS, NEC [6799] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 406 AMAPOLO SUITE 205 CITY: TORRANCE STATE: CA ZIP: 90501 BUSINESS PHONE: 3107874381 MAIL ADDRESS: STREET 1: 406 AMAPOLO SUITE 205 CITY: TORRENCE STATE: CA ZIP: 90501 SC 13G/A 1 SCHEDULE 13G AMENDMENT # 1 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1)* KOFAX IMAGE PRODUCTS, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 500200100 (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes). 2 - ------------------- ----------------- CUSIP No. 500200100 SCHEDULE 13G PAGE 2 OF 6 PAGES - ------------------- ----------------- - ------------------------------------------------------------------------------- (1) NAME OF REPORTING PERSONS/ S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Southern California Ventures - ------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [ ] (b) [X] - ------------------------------------------------------------------------------- (3) SEC USE ONLY - ------------------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION California - ------------------------------------------------------------------------------- (5) SOLE VOTING POWER NUMBER OF 42,806 SHARES -------------------------------------------------------- BENEFICIALLY (6) SHARED VOTING POWER OWNED BY 0 EACH -------------------------------------------------------- REPORTING (7) SOLE DISPOSITIVE POWER PERSON WITH 42,806 -------------------------------------------------------- (8) SHARED DISPOSITIVE POWER 0 - ------------------------------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 42,806 - ------------------------------------------------------------------------------- (10) CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] (See Instructions) - ------------------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.8% - ------------------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON (See Instructions) PN - ------------------------------------------------------------------------------- 3 - ------------------- ----------------- CUSIP No. 500200100 SCHEDULE 13G PAGE 3 OF 6 PAGES - ------------------- ----------------- - ------------------------------------------------------------------------------- (1) NAME OF REPORTING PERSONS/ S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) B. Allen Lay - ------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [ ] (b) [X] - ------------------------------------------------------------------------------- (3) SEC USE ONLY - ------------------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------------- (5) SOLE VOTING POWER NUMBER OF 89,907 SHARES -------------------------------------------------------- BENEFICIALLY (6) SHARED VOTING POWER OWNED BY 0 EACH -------------------------------------------------------- REPORTING (7) SOLE DISPOSITIVE POWER PERSON WITH 89,907 -------------------------------------------------------- (8) SHARED DISPOSITIVE POWER 0 - ------------------------------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 89,907 - ------------------------------------------------------------------------------- (10) CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] (See Instructions) - ------------------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 1.7% - ------------------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON (See Instructions) IN - ------------------------------------------------------------------------------- 4 ITEM 1. (a) Name of Issuer: Kofax Image Products, Inc. (b) Address of Issuer's Principal Executive Offices: 3 Jenner Street Irvine, CA 92618 ITEM 2. (a) Name of Person Filing: Pursuant to Rule 13d-1(f)(1) of Regulation 13D-G as promulgated under the Securities Exchange Act of 1934, as amended (the "1934 Act"), the undersigned hereby file this Schedule 13G on behalf of Southern California Ventures ("SCV") and B. Allen Lay ("Lay"). SCV and Lay are referred to herein as the "Reporting Persons". As of December 31, 1998, SCV and Lay, beneficially as the general partner of Lay Family Ventures and trustee of the Lay Charitable Remainder Trust, owned 42,806 shares and 47,101 shares, respectively, of Common Stock of Kofax Image Products, Inc. (the "Company"). Lay is a general partner of SCV and may be deemed to have sole power to vote and dispose of the shares of Common Stock of the Company directly owned by SCV. Pursuant to Rule 13d-4 of Regulation 13D-G as promulgated under the 1934 Act, Lay disclaims beneficial ownership of the Common Stock of the Company held by SCV, except to the extent of his pecuniary interest therein, and the filing of this Schedule 13G by the Reporting Persons shall not be deemed an admission that such Reporting Person is, for the purposes of Section 13(d) or 13(g) of the 1934 Act, a beneficial owner of such Common Stock. (b) Address of Principal Business Office: The principal business address for each of the Reporting Persons is: 406 Amapola Avenue, Suite 205, Torrance, California 90501 (c) Citizenship: SCV is organized in the State of California. Lay is a citizen of the United States. (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 500200100 ITEM 3. If this statement is filed pursuant Rule 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) [ ] Broker or dealer registered under Section 15 of the Act; (b) [ ] Bank as defined in Section 3(a)(6) of the Act; (c) [ ] Insurance Company as defined in Section 3(a)(19) of the Act; (d) [ ] Investment Company registered under Section 8 of the Investment Company Act; (e) [ ] Investment Advisor registered under Section 203 of the Investment Advisors Act of 1940; (f) [ ] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see Rule 13d-1(b)(1)(ii)(F) (g) [ ] Parent Holding Company, in accordance with Rule 13d-1(b)(ii)(G) (Note, See Item 7); (h) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(H). 5 ITEM 4. OWNERSHIP. If the percent of the class owned, as of December 31, 1998, or as of the last day of any month described in Rule 13d-1(b)(2), if applicable, exceeds five percent, provide the following information as of that date and identify those shares which there is a right to acquire. Shares beneficially owned by SCV and Lay as of December 31, 1998 did not exceed five percent. ITEM 5. OWNERSHIP OF 5% OR LESS OF CLASS. If this statement is being filed to report the fact that as of the date hereof the reported person has ceased to be the beneficial owner of more than 5% of the class of securities, check the following: [X] ITEM 6. OWNERSHIP OF MORE THAN 5% ON BEHALF OF ANOTHER PERSON. Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable. ITEM 10. CERTIFICATION. Not applicable. 6 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. SOUTHERN CALIFORNIA VENTURES Date: February 11, 1999 By: /s/ B. Allen Lay ------------------------------------ B. Allen Lay, General Partner Date: February 11, 1999 /s/ B. Allen Lay ---------------------------------------- B. Allen Lay -----END PRIVACY-ENHANCED MESSAGE-----