0001140361-15-038091.txt : 20151020
0001140361-15-038091.hdr.sgml : 20151020
20151020165453
ACCESSION NUMBER: 0001140361-15-038091
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151016
FILED AS OF DATE: 20151020
DATE AS OF CHANGE: 20151020
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMTECH SYSTEMS INC
CENTRAL INDEX KEY: 0000720500
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559]
IRS NUMBER: 860411215
STATE OF INCORPORATION: AZ
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 131 S CLARK DR
CITY: TEMPE
STATE: AZ
ZIP: 85281
BUSINESS PHONE: 6029675146
MAIL ADDRESS:
STREET 1: 131 SOUTH CLARK DRIVE
CITY: TEMPE
STATE: AZ
ZIP: 85281
FORMER COMPANY:
FORMER CONFORMED NAME: QUARTZ ENGINEERING & MATERIALS INC
DATE OF NAME CHANGE: 19870715
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PITON CAPITAL PARTNERS LLC
CENTRAL INDEX KEY: 0001644342
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-11412
FILM NUMBER: 151166739
BUSINESS ADDRESS:
STREET 1: C/O KOKINO LLC
STREET 2: 201 TRESSER BOULEVARD, 3RD FLOOR
CITY: STAMFORD
STATE: CT
ZIP: 06901
BUSINESS PHONE: (405) 936-6220
MAIL ADDRESS:
STREET 1: C/O NORTH BAY ASSOCIATES
STREET 2: 14000 QUAIL SPRINGS PARKWAY, SUITE 2200
CITY: OKLAHOMA CITY
STATE: OK
ZIP: 73134
4
1
doc1.xml
FORM 4
X0306
4
2015-10-16
0
0000720500
AMTECH SYSTEMS INC
ASYS
0001644342
PITON CAPITAL PARTNERS LLC
C/O NORTH BAY ASSOCIATES
14000 QUAIL SPRINGS PARKWAY, SUITE 2200
OKLAHOMA CITY
OK
73134
0
0
1
0
Common Stock
2015-10-16
4
P
0
27000
5.1203
A
472000
D
Common Stock
2015-10-19
4
P
0
5000
5.2726
A
477000
D
Common Stock
2015-10-20
4
P
0
23000
5.3271
A
500000
D
The noted price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.88 to $5.25, inclusive. The reporting person undertakes to provide to Amtech Systems, Inc., any security holder of Amtech Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.
The noted price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.23 to $5.35, inclusive. The reporting person undertakes to provide to Amtech Systems, Inc., any security holder of Amtech Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4.
The noted price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.29 to $5.35, inclusive. The reporting person undertakes to provide to Amtech Systems, Inc., any security holder of Amtech Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (3) to this Form 4.
Piton Capital Partners LLC also reports beneficial ownership pursuant to Rule 13d of the Securities Exchange Act of 1934, as amended, pursuant to a Schedule 13G filed jointly by Leslie J. Schreyer, as Trustee under Trust Agreement dated December 23, 1989 FBO the issue of Jonathan D. Sackler, M3C Holdings LLC, Robert Averick, Piton Capital Partners LLC and OIH LLC with the Issuer on March 27, 2013, as amended by a Schedule 13G Amendment No. 1 filed with Issuer on January 3, 2014, a Schedule 13G Amendment No. 2 filed with the Issuer on February 17, 2015, a Schedule 13G Amendment No. 3 filed with the Issuer on February 25, 2015, a Schedule 13G Amendment No. 4 filed with the Issuer on June 12, 2015 and a Schedule 13G Amendment No. 5 filed with the Issuer on August 27, 2015.
Represents shares held by Piton Capital Partners LLC. Piton Capital Partners LLC is a Delaware limited liability company and investment entity that is a family client of Kokino LLC.
/s/ Brian Olson, President and Chief Investment Officer of Kokino LLC, managing member of Piton Capital Management LLC, managing member of Piton Capital Partners LLC
2015-10-20