0001104659-20-029704.txt : 20200305
0001104659-20-029704.hdr.sgml : 20200305
20200305160644
ACCESSION NUMBER: 0001104659-20-029704
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200304
FILED AS OF DATE: 20200305
DATE AS OF CHANGE: 20200305
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Averick Robert M
CENTRAL INDEX KEY: 0001343599
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-11412
FILM NUMBER: 20690866
MAIL ADDRESS:
STREET 1: KOKINO LLC
STREET 2: 201 TRESSER BOULEVARD, 3RD FLOOR
CITY: STAMFORD
STATE: CT
ZIP: 06901
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMTECH SYSTEMS INC
CENTRAL INDEX KEY: 0000720500
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559]
IRS NUMBER: 860411215
STATE OF INCORPORATION: AZ
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 131 SOUTH CLARK DRIVE
CITY: TEMPE
STATE: AZ
ZIP: 85281
BUSINESS PHONE: 4809675146
MAIL ADDRESS:
STREET 1: 131 SOUTH CLARK DRIVE
CITY: TEMPE
STATE: AZ
ZIP: 85281
FORMER COMPANY:
FORMER CONFORMED NAME: QUARTZ ENGINEERING & MATERIALS INC
DATE OF NAME CHANGE: 19870715
4
1
tv538815_form4.xml
FORM 4
X0306
4
2020-03-04
0
0000720500
AMTECH SYSTEMS INC
ASYS
0001343599
Averick Robert M
C/O KOKINO LLC
201 TRESSER BOULEVARD, 3RD FLOOR
STAMFORD
CT
06901
1
0
1
0
Director Stock Option (Right to Buy)
4.90
2020-03-04
4
A
0
6000
A
2030-03-04
Common Stock
6000
6000
D
Mr. Averick is a Portfolio Manager at Kokino LLC ("Kokino"), which is a single-family office. Mr. Averick holds an indirect minority interest in shares of the issuer's Common Stock ("Common Stock") through his minority ownership of one of Kokino's clients, Piton Capital Partners LLC ("Piton") (which ownership may be held directly and indirectly through Piton's managing member, Piton Capital Management LLC ("PCM")). Also, Mr. Averick's incentive compensation as an employee of Kokino, which is generally calculated in Kokino's discretion, may be based on the performance of Common Stock held by Kokino's clients. In addition, the performance of Common Stock may result in an allocation that increases Mr. Averick's ownership interest in Piton pursuant to Piton's operating agreement. Kokino is the managing member of PCM, and Mr. Averick's and Piton's beneficial ownership of Common Stock is reported in a Schedule 13D filed on Jan. 25, 2016 (as amended most recently on Nov. 27, 2018).
The option vests on September 4, 2020.
Price omitted because the transaction is a grant of a stock option.
This is the number of derivative securities, with the same terms and conditions, following the reported transaction. Total of all derivative securities, including those with different terms and conditions, held following the reported transaction is 30,000.
/s/ Robert M. Averick
2020-03-05