0001179110-19-003848.txt : 20190314 0001179110-19-003848.hdr.sgml : 20190314 20190314161637 ACCESSION NUMBER: 0001179110-19-003848 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190314 FILED AS OF DATE: 20190314 DATE AS OF CHANGE: 20190314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sagartz John E CENTRAL INDEX KEY: 0001746201 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23357 FILM NUMBER: 19681279 MAIL ADDRESS: STREET 1: 19 WORTHINGTON ACCESS DRIVE CITY: MARYLAND HEIGHTS STATE: MO ZIP: 63043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BIOANALYTICAL SYSTEMS INC CENTRAL INDEX KEY: 0000720154 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 351345024 STATE OF INCORPORATION: IN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 2701 KENT AVE CITY: WEST LAFAYETT STATE: IN ZIP: 47906-1382 BUSINESS PHONE: 3174634527 MAIL ADDRESS: STREET 1: 2701 KENT AVENUE CITY: WEST LAFAYETTE STATE: IN ZIP: 47906-1382 4 1 edgar.xml FORM 4 - X0306 4 2019-03-14 0 0000720154 BIOANALYTICAL SYSTEMS INC BASI 0001746201 Sagartz John E C/O BIOANALYTICAL SYSTEMS, INC. 2701 KENT AVENUE WEST LAFAYETTE IN 47906-1382 1 0 1 0 Common Shares 617625 I See Footnote Common Shares 2019-03-14 4 P 0 1400 1.94 A 3900 D The Reporting Person owns 41.175% of the outstanding equity interests of SW Chrysalis, LLC, a Delaware limited liability company, which owns 1,500,000 common shares of the Issuer. The Reporting Person is Co-President and Chief Strategy Officer of SW Chrysalis, LLC. /s/ Jill C. Blumhoff, attorney-in-fact for John E. Sagartz 2019-03-14