SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
BAKER ANDREW H

(Last) (First) (Middle)
660 MADISON AVENUE, 15TH FLOOR

(Street)
NEW YORK NY 10065

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
11/05/2021
3. Issuer Name and Ticker or Trading Symbol
Inotiv, Inc. [ NOTV ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Shares 2,653,979 I By Jermyn Street Associates LLC(1)
Common Shares 44,668 I By Jermyn Street Associates II LLC(2)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
BAKER ANDREW H

(Last) (First) (Middle)
660 MADISON AVENUE, 15TH FLOOR

(Street)
NEW YORK NY 10065

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Jermyn Street Associates LLC

(Last) (First) (Middle)
660 MADISON AVENUE, 15TH FLOOR

(Street)
NEW YORK NY 10065

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. As manager of Jermyn Street Associates LLC, Andrew H. Baker may be deemed to indirectly beneficially own securities held by Jermyn Street Associates LLC. Mr. Baker disclaims beneficial ownership of securities held by Jermyn Street Associates LLC except to the extent of his pecuniary interest therein.
2. As manager of Jermyn Street Associates II LLC, Andrew H. Baker may be deemed to indirectly beneficially own securities held by Jermyn Street Associates II LLC. Mr. Baker disclaims beneficial ownership of securities held by Jermyn Street Associates II LLC except to the extent of his pecuniary interest therein.
/s/ Andrew H. Baker 11/15/2021
/s/ Andrew H. Baker, Jermyn Street Associates LLC 11/15/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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