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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549 

 

FORM 8-K/A

 

Amendment No. 1

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 

 

Date of Report (Date of earliest event reported): November 5, 2021 

 

INOTIV, INC.
(Exact name of registrant as specified in its charter)

 

Indiana   0-23357   35-1345024
(State or other jurisdiction
of incorporation or
organization)
  (Commission File Number)   (I.R.S. Employer Identification
No.)

  

2701 KENT AVENUE

WEST LAFAYETTE, indiana

 

 

47906-1382

(Address of principal executive offices)   (Zip Code)

 

Registrant's telephone number, including area code: (765) 463-4527

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17CFR240.14a-12)

 

¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act(17CFR240.14d-2(b))

 

¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act(17CFR240.13e-4(c))

  

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class Trading Symbols Name of exchange on which registered
Common Shares NOTV NASDAQ Capital Market

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 

 

 

 

EXPLANATORY NOTE

 

On November 5, 2021, Inotiv, Inc. (the “Company”) filed a Current Report on Form 8-K (the "Original Form 8-K") to report the consummation of its previously announced acquisition of Envigo RMS Holding Corp. (“Envigo”) through a merger of Envigo with a wholly owned subsidiary of the Company (the “Acquisition”).

 

This Amendment No.1 to the Original Form 8-K (“Amendment”) amends and supplements Item 9.01 of the Original Form 8-K to provide certain audited financial information of Envigo and certain pro forma financial information in connection with the Acquisition as described below. Any information required to be set forth in the Original Form 8-K which is not being amended or supplemented pursuant to this Amendment is hereby incorporated by reference. Except as set forth herein, no modifications have been made to the information contained in the Original Form 8-K and the Company has not updated any information contained therein to reflect the events that have occurred since the date of the Original Form 8-K. Accordingly, this Amendment should be read in conjunction with the Original Form 8-K.

 

Item 9.01 Financial Statements and Exhibits.

 

(a)Financial Statements of Businesses or Funds Acquired.

 

  1. Audited financial statements of Envigo RMS Holding Corp. as of and for the nine months ended September 30, 2021, together with the notes thereto and the report of the independent auditor thereon are filed as Exhibit 99.1 to this Amendment.

 

(b)Pro Forma Financial Information.

 

  1. The Unaudited Pro Forma Condensed Combined Financial Information of the Company and Envigo RMS Holding Corp. is filed as Exhibit 99.2 to this Amendment.

 

(c)None.

 

(d)Exhibits

 

The following exhibits are being filed as part of this report:

 

Exhibit No.   Description
     
23.1   Consent of BDO USA, LLP
     
99.1   Audited financial statements of Envigo RMS Holding Corp. as of and for the nine months ended September 30, 2021
     
99.2   Unaudited Pro Forma Condensed Combined Financial Information
     
104   Cover Page Interactive Data File (formatted as Inline XBRL)

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

  Inotiv, Inc.
   
  By: /s/ Beth A. Taylor
Date: December 23, 2021   Beth A. Taylor
    Chief Financial Officer Vice President - Finance