-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JOWMXAuOLvSXK/VzMwLx/+lFxE1DCEJ2gQ8HtdCE2UjVhUeXVrTUSRt1F3rOERwz E7euhiyj8+LTrgSVTGYAMA== 0000950131-01-000735.txt : 20010209 0000950131-01-000735.hdr.sgml : 20010209 ACCESSION NUMBER: 0000950131-01-000735 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010207 FILED AS OF DATE: 20010208 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BIOANALYTICAL SYSTEMS INC CENTRAL INDEX KEY: 0000720154 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821] IRS NUMBER: 351345024 STATE OF INCORPORATION: IN FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-23357 FILM NUMBER: 1528212 BUSINESS ADDRESS: STREET 1: 2701 KENT AVE CITY: WEST LAFAYETT STATE: IN ZIP: 47906-1382 BUSINESS PHONE: 3174634527 MAIL ADDRESS: STREET 1: 2701 KENT AVENUE CITY: WEST LAFAYETTE STATE: IN ZIP: 47906-1382 COMPANY DATA: COMPANY CONFORMED NAME: PRIMUS CAPITAL FUND II LIMITED PARTNERSHIP CENTRAL INDEX KEY: 0001054708 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER IRS NUMBER: 364022921 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 227 WEST MONROE STREET STREET 2: SUITE 3400 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3123648250 MAIL ADDRESS: STREET 1: 5900 LANDERBROOK DRIVE STREET 2: SUITE 200 CITY: CLEVELAND STATE: OH ZIP: 44124 4 1 0001.txt FORM 4 /------------------------------/ / OMB APPROVAL / /------------------------------/ / OMB Number: 3235-0187 / / Expires: December 31, 2001 / / Estimated average burden / / hours per response...... 0.5 / /------------------------------/ +--------+ | FORM 4 | U.S. SECURITIES AND EXCHANGE COMMISSION +--------+ WASHINGTON, D.C. 20549 [X] Check this box if no longer subject STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP to Section 16. Form 4 or Form 5 Filed pursuant to Section 16(a) of the Securities obligations may Exchange Act of 1934, Section 17(a) of the continue. See Public Utility Holding Company Act of 1935 or Instruction 1(b). Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) - -------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* Primus Capital Fund II Limited Partnership - -------------------------------------------------------------------------------- (Last) (First) (Middle) 5900 Landerbrook Drive - -------------------------------------------------------------------------------- (Street) Cleveland Ohio 44124 - -------------------------------------------------------------------------------- (City) (State) (Zip) 2. Issuer Name and Ticker or Trading Symbol Bioanalytical Systems, Inc. (BASI) ----------------------------------- 3. IRS or Identification Number of Reporting Person if an entity (Voluntary) -------------- 4. Statement for Month/Year January/2001 --------------------------------------------------- 5. If Amendment, Date of Original (Month/Year) --------------------------------- 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [ ] Director [ ] Officer [X] 10% Owner [ ] Other (give title below) (specify below) ---------------------------------------------------------------- 7. Individual or Joint/Group Filing (Check Applicable Line) _____ Form filed by One Reporting Person X _____ Form filed by More than One Reporting Person TABLE I--NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
- ------------------------------------------------------------------------------------------------------------------------------------ 1. Title 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Owner- 7. Nature of action action or Disposed of (D) Securities ship of In- Security Date Code (Instr. 3, 4 and 5) Beneficially Form: direct (Instr. 3) (Month/ (Instr. 8) Owned at Direct Bene- Day/ ----------------------------------------------- End of (D) or ficial Year) Month Indirect Owner- Code V Amount (A) or Price (Instr. 3 and 4) (I) ship (D) (Instr. 4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 1-19-01 S 5,000 D $3.1875 D/I (1) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 1-22-01 S 4,000 D $3.1875 D/I (1) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 1-24-01 S 13,000 D $3.0625 D/I (1) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 1-26-01 S 2,000 D $3.1875 D/I (1) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 1-29-01 S 15,000 D $3.125 D/I (1) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 1-30-01 S 3,000 D $3.125 428,255 D/I (1) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If this form is filed by more than one reporting person, see Instruction 4(b)(v). Page 1 of 3 (Over) SEC 1474(3-99) FORM 4 (continued) TABLE II--DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (e.g., puts, calls, warrants, options, convertible securities)
- ----------------------------------------------------------------------------------------------------------------------------- 1. Title of Derivative 2. Conver- 3. Trans- 4. Transac- 5. Number of Deriv- Security (Instr. 3) sion or action tion Code ative Securities Exercise Date (Instr. 8) Acquired (A) or Price of (Month/ Disposed of (D) Deriv- Day/ (Instr. 3, 4, and 5) ative Year) Security --------------------------------------------------- Code V (A) (D) - ----------------------------------------------------------------------------------------------------------------------------- N/A - ----------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------- - -----------------------------------------------------------------------------------------------------------------------------
TABLE II--DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (e.g., puts, calls, warrants, options, convertible securities)--CONTINUED
- ------------------------------------------------------------------------------------------------------------------------------------ 6. Date Exer- 7. Title and Amount of 8. Price 9. Number 10. Owner- 11. Na- cisable and Underlying Securities of of Deriv- ship ture Expiration (Instr. 3 and 4) Deriv- ative Form of In- Date ative Secur- of De- direct (Month/Day/ Secur- ities rivative Bene- Year) ity Bene- Secu- ficial (Instr. ficially rity: Owner- -------------------------------------------- 5) Owned Direct ship Date Expira- Amount or at End (D) or (Instr. Exer- tion Title Number of of Indi- 4) cisable Date Shares Month rect (I) (Instr. 4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------
Explanation of Responses: (1) Primus Capital Fund II Limited Partnership is the direct beneficial owner of the shares reported in Table I. Primus Management II is the sole general partner of Primus Capital Fund II Limited Partnership and as such may be deemed to have the power to control the investment decisions of the direct beneficial owner. Primus Venture Partners is one of two general partners of Primus Management II and as such may be deemed to have the power to control the investment decisions of the direct beneficial owner. Primus Advisors, Inc., an Ohio not for profit corporation, is the other general partner of Primus Management II. Primus Advisors, Inc. has delegated all of its power with respect to Primus Management II to Primus Venture Partners. Primus Management II, Primus Venture Partners and Primus Advisors, Inc. expressly disclaim beneficial ownership of the shares reported in Table I. The filing of this form shall not be deemed an admission that Primus Management II, Primus Venture Partners or Primus Advisors, Inc. is, for purposes of Section 16 or otherwise, the beneficial owner of such shares. **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. /s/ Loyal Wilson February 7, 2001 ------------------------------- ----------------- **Signature of Reporting Person Date By: Loyal Wilson, General Partner of Primus Venture Partners, General Partner of Primus Management II, General Partner of Primus Capital Fund II Limited Partnership, for all such owners. Page 2 of 3 Attachment to Form 4 This Form is a joint filing on behalf of the filer designated in Item 1, Primus Management II and Primus Venture Partners. The address of all such filers is specified in Item 1. Page 3 of 3 -----END PRIVACY-ENHANCED MESSAGE-----