0001974078-23-000251.txt : 20231201 0001974078-23-000251.hdr.sgml : 20231201 20231201122057 ACCESSION NUMBER: 0001974078-23-000251 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20231201 DATE AS OF CHANGE: 20231201 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC CENTRAL INDEX KEY: 0000720005 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 591517485 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-09109 FILM NUMBER: 231458246 BUSINESS ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-1000 MAIL ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 FORMER COMPANY: FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL DATE OF NAME CHANGE: 19870303 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Raney Steven M CENTRAL INDEX KEY: 0001422342 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 144 1 primary_doc.xml 144 0001422342 XXXXXXXX LIVE 0000720005 RAYMOND JAMES FINANCIAL INC 001-09109 880 CARILLON PKWY ST PETERSBURG FL 33716 727-567-1000 Raney Steven M Officer Common Raymond James & Associates, Inc.

880 Carillon Parkway St. Petersburg FL 33716

5531 585812.57 208606759 12/01/2023 NYSE Common 11/22/2023 Restricted Stock Award Issuer N 1170 11/22/2023 N/A Common 11/29/2023 Restricted Stock Award Issuer N 1135 11/29/2023 N/A Common 11/30/2023 Restricted Stock Award Issuer N 3226 11/30/2023 N/A Y 12/01/2023 Tracey Cornelison, as duly authorized representative of Raymond James & Associates, Inc., as attorney-in-fact for Steven M. Raney