0001974078-23-000188.txt : 20231108 0001974078-23-000188.hdr.sgml : 20231108 20231108163012 ACCESSION NUMBER: 0001974078-23-000188 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20231108 DATE AS OF CHANGE: 20231108 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC CENTRAL INDEX KEY: 0000720005 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 591517485 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-09109 FILM NUMBER: 231388345 BUSINESS ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-1000 MAIL ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 FORMER COMPANY: FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL DATE OF NAME CHANGE: 19870303 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Dowdle Jeffrey A CENTRAL INDEX KEY: 0001541020 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 144 1 primary_doc.xml 144 0001541020 XXXXXXXX LIVE 0000720005 RAYMOND JAMES FINANCIAL INC 001-09109 880 CARILLON PKWY ST PETERSBURG FL 33716 727-567-1000 Dowdle Jeffrey A Officer Common Raymond James & Associates, Inc.

880 St. Petersburg FL 33716

8044 799526.36 208841543 11/08/2023 NYSE Common 11/29/2021 Compensation / Management RSU Issuer N 3405 11/29/2021 N/A Common 11/30/2021 Compensation / Management RSU Issuer N 1108 11/30/2021 N/A Common 11/30/2021 Compensation / Management RSU Issuer N 1108 11/30/2021 N/A Common 12/14/2021 Compensation / Management RSU Issuer N 2423 12/14/2021 N/A Y 11/08/2023 Tracey Cornelison, as duly authorized representative of Raymond James & Associates, Inc., as attorney-in-fact for Jeffrey A Dowdle