0001225208-24-000184.txt : 20240103 0001225208-24-000184.hdr.sgml : 20240103 20240103145327 ACCESSION NUMBER: 0001225208-24-000184 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240102 FILED AS OF DATE: 20240103 DATE AS OF CHANGE: 20240103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Elwyn Tashtego S CENTRAL INDEX KEY: 0001601145 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09109 FILM NUMBER: 24505744 MAIL ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST PETERSBURG STATE: FL ZIP: 33716 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC CENTRAL INDEX KEY: 0000720005 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] ORGANIZATION NAME: 02 Finance IRS NUMBER: 591517485 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-1000 MAIL ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 FORMER COMPANY: FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL DATE OF NAME CHANGE: 19870303 4 1 doc4.xml X0508 4 2024-01-02 0000720005 RAYMOND JAMES FINANCIAL INC RJF 0001601145 Elwyn Tashtego S 880 CARILLON PARKWAY ST. PETERSBURG FL 33716 1 CEO & President - RJA 0 Common Stock 2024-01-02 4 F 0 1088.0000 111.5000 D 67853.0000 D Common Stock 7200.0000 I ESOP Common Stock 75.0000 I UTMA Custodian for Daughter Common Stock 75.0000 I UTMA Custodian for Son Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through December 29, 2023. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. This Form 4 reports a disposition to the issuer of shares to cover tax liability incident to the previously-reported vesting of Performance RSUs. /s/ Tashtego S. Elwyn by Jonathan J. Doyle as Attorney-in-Fact 2024-01-03