0001225208-23-011264.txt : 20231219
0001225208-23-011264.hdr.sgml : 20231219
20231219153404
ACCESSION NUMBER: 0001225208-23-011264
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231215
FILED AS OF DATE: 20231219
DATE AS OF CHANGE: 20231219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Allaire Bella Loykhter
CENTRAL INDEX KEY: 0001537767
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09109
FILM NUMBER: 231497064
MAIL ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC
CENTRAL INDEX KEY: 0000720005
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 591517485
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-1000
MAIL ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
FORMER COMPANY:
FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL
DATE OF NAME CHANGE: 19870303
4
1
doc4.xml
X0508
4
2023-12-15
0000720005
RAYMOND JAMES FINANCIAL INC
RJF
0001537767
Allaire Bella Loykhter
880 CARILLON PARKWAY
ST. PETERSBURG
FL
33716
1
Executive Vice President-RJA
0
Common Stock
2023-12-15
4
M
0
3177.0000
0
A
95272.0000
D
Common Stock
2023-12-15
4
F
0
1175.0000
110.8800
D
94097.0000
D
Common Stock
1130.0000
I
ESOP
Restricted Stock Units
2023-12-15
4
A
0
5411.0000
0.0000
A
2028-12-15
Common Stock
5411.0000
5411.0000
D
Restricted Stock Units
2023-12-15
4
M
0
3177.0000
0.0000
D
2023-12-15
2023-12-15
Common Stock
3177.0000
0.0000
D
Restricted Stock Units
2023-12-15
4
A
0
3946.0000
0.0000
A
2026-12-15
2026-12-15
Common Stock
3946.0000
3946.0000
D
Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through December 11, 2023.
RSUs vest 60% on 12/15/2026, 20% on 12/15/2027, and 20% on 12/15/2028.
The RSU grant was previously reported as covering 2,118 shares awarded on December 15, 2020, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021.
Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan.
This Form 4 reports (i) the vesting of RSUs awarded to the reporting person on December 15, 2020, (ii) a disposition by the reporting person to the issuer to cover tax liability in connection with such vesting, (iii) a grant of retention RSUs to the reporting person, and (iv) a grant of RSUs as a portion of the annual bonus to the reporting person.
/s/ Bella Loykhter Allaire by Jonathan J. Doyle as Attorney-in-Fact
2023-12-19