0001225208-23-011193.txt : 20231218
0001225208-23-011193.hdr.sgml : 20231218
20231218131242
ACCESSION NUMBER: 0001225208-23-011193
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231214
FILED AS OF DATE: 20231218
DATE AS OF CHANGE: 20231218
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: REILLY PAUL C
CENTRAL INDEX KEY: 0001240439
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09109
FILM NUMBER: 231492947
MAIL ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC
CENTRAL INDEX KEY: 0000720005
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 591517485
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-1000
MAIL ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
FORMER COMPANY:
FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL
DATE OF NAME CHANGE: 19870303
4
1
doc4.xml
X0508
4
2023-12-14
0000720005
RAYMOND JAMES FINANCIAL INC
RJF
0001240439
REILLY PAUL C
880 CARILLON PARKWAY
ST. PETERSBURG
FL
33716
1
1
Chair & CEO
0
Common Stock
2023-12-14
4
G
0
19116.0000
0.0000
D
253106.0000
D
Common Stock
2023-12-15
4
M
0
30833.0000
0
A
283939.0000
D
Common Stock
2023-12-15
4
F
0
11408.0000
110.8800
D
272531.0000
D
Common Stock
1855.0000
I
ESOP
Restricted Stock Units
2023-12-15
4
A
0
11724.0000
0.0000
A
2028-12-15
Common Stock
11724.0000
11724.0000
D
Restricted Stock Units
2023-12-15
4
M
0
30833.0000
0.0000
D
2023-12-15
2023-12-15
Common Stock
30833.0000
0.0000
D
Restricted Stock Units
2023-12-15
4
A
0
33369.0000
0.0000
A
2026-12-15
2026-12-15
Common Stock
33369.0000
33369.0000
D
Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through December 11, 2023.
RSUs vest 60% on 12/15/2026, 20% on 12/15/2027, and 20% on 12/15/2028.
The RSU grant was previously reported as covering 20,555 shares awarded on December 15, 2020, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021.
Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan.
This Form 4 reports (i) the gift of shares by the reporting person, (ii) the vesting of RSUs awarded to the reporting person on December 15, 2020, (iii) a disposition by the reporting person to the issuer to cover tax liability in connection with such vesting, (iv) a grant of retention RSUs to the reporting person, and (v) a grant of RSUs as a portion of the annual bonus to the reporting person.
/s/ Paul C. Reilly by Jonathan J. Doyle as Attorney-in-Fact
2023-12-18