0001225208-23-011189.txt : 20231218
0001225208-23-011189.hdr.sgml : 20231218
20231218120827
ACCESSION NUMBER: 0001225208-23-011189
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231215
FILED AS OF DATE: 20231218
DATE AS OF CHANGE: 20231218
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carter Horace
CENTRAL INDEX KEY: 0001902821
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09109
FILM NUMBER: 231492794
MAIL ADDRESS:
STREET 1: 1100 RIDGEWAY LOOP ROAD
CITY: MEMPHIS
STATE: TN
ZIP: 38120
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC
CENTRAL INDEX KEY: 0000720005
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 591517485
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-1000
MAIL ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
FORMER COMPANY:
FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL
DATE OF NAME CHANGE: 19870303
4
1
doc4.xml
X0508
4
2023-12-15
0000720005
RAYMOND JAMES FINANCIAL INC
RJF
0001902821
Carter Horace
880 CARILLON PARKWAY
ST. PETERSBURG
FL
33716
1
President, Fixed Income
0
Restricted Stock Units
2023-12-15
4
A
0
5411.0000
0.0000
A
2028-12-15
Common Stock
5411.0000
5411.0000
D
Restricted Stock Units
2023-12-15
4
A
0
1037.0000
0.0000
A
2026-12-15
2026-12-15
Common Stock
1037.0000
1037.0000
D
Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
RSUs vest 60% on 12/15/2026, 20% on 12/15/2027, and 20% on 12/15/2028.
Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan.
This Form 4 reports (i) a grant of retention RSUs to the reporting person, and (ii) a grant of RSUs as a portion of the annual bonus to the reporting person.
/s/ Horace Carter by Jonathan J. Doyle as Attorney-in-Fact
2023-12-18