0001225208-23-010995.txt : 20231212 0001225208-23-010995.hdr.sgml : 20231212 20231212173042 ACCESSION NUMBER: 0001225208-23-010995 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231212 FILED AS OF DATE: 20231212 DATE AS OF CHANGE: 20231212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shoukry Paul M CENTRAL INDEX KEY: 0001798349 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09109 FILM NUMBER: 231482201 MAIL ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC CENTRAL INDEX KEY: 0000720005 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 591517485 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-1000 MAIL ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 FORMER COMPANY: FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL DATE OF NAME CHANGE: 19870303 4 1 doc4.xml X0508 4 2023-12-12 0000720005 RAYMOND JAMES FINANCIAL INC RJF 0001798349 Shoukry Paul M 880 CARILLON PARKWAY ST. PETERSBURG FL 33716 1 Chief Financial Officer 0 Common Stock 2023-12-12 4 M 0 900.0000 0 A 22526.0000 D Common Stock 2023-12-12 4 F 0 219.0000 108.0400 D 22307.0000 D Common Stock 1253.0000 I ESOP Restricted Stock Units 2023-12-12 4 M 0 900.0000 0.0000 D 2024-12-12 Common Stock 900.0000 900.0000 D Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through December 11, 2023. RSUs vested 60% on 12/12/2022, 20% on 12/12/2023, and will vest 20% on 12/12/2024. This Form 4 reports (i) the vesting of RSUs awarded to the reporting person on December 12, 2019, and (ii) a disposition by the reporting person to the issuer to cover tax liability in connection with such vesting. /s/ Paul M. Shoukry by Jonathan J. Doyle as Attorney-in-Fact 2023-12-12