0001225208-23-010994.txt : 20231212
0001225208-23-010994.hdr.sgml : 20231212
20231212173035
ACCESSION NUMBER: 0001225208-23-010994
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231212
FILED AS OF DATE: 20231212
DATE AS OF CHANGE: 20231212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Perry Jodi
CENTRAL INDEX KEY: 0001751204
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09109
FILM NUMBER: 231482200
MAIL ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: SAINT PETERSBURG
STATE: FL
ZIP: 33716
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC
CENTRAL INDEX KEY: 0000720005
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 591517485
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-1000
MAIL ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
FORMER COMPANY:
FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL
DATE OF NAME CHANGE: 19870303
4
1
doc4.xml
X0508
4
2023-12-12
0000720005
RAYMOND JAMES FINANCIAL INC
RJF
0001751204
Perry Jodi
880 CARILLON PARKWAY
ST. PETERSBURG
FL
33716
1
President, ICD for RJFS
0
Common Stock
2023-12-12
4
M
0
900.0000
0
A
14400.0000
D
Common Stock
2023-12-12
4
F
0
219.0000
108.0400
D
14181.0000
D
Common Stock
5002.0000
I
ESOP
Restricted Stock Units
2023-12-12
4
M
0
900.0000
0.0000
D
2024-12-12
Common Stock
900.0000
900.0000
D
Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through December 11, 2023.
RSUs vested 60% on 12/12/2022, 20% on 12/12/2023, and will vest 20% on 12/12/2024.
This Form 4 reports (i) the vesting of RSUs awarded to the reporting person on December 12, 2019, and (ii) a disposition by the reporting person to the issuer to cover tax liability in connection with such vesting.
/s/ Jodi Perry by Jonathan J. Doyle as Attorney-in-Fact
2023-12-12