0001225208-23-002887.txt : 20230227
0001225208-23-002887.hdr.sgml : 20230227
20230227165923
ACCESSION NUMBER: 0001225208-23-002887
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230223
FILED AS OF DATE: 20230227
DATE AS OF CHANGE: 20230227
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DUTKOWSKY ROBERT M
CENTRAL INDEX KEY: 0001247747
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09109
FILM NUMBER: 23676227
MAIL ADDRESS:
STREET 1: JD EDWARDS & CO
STREET 2: ONE TECHNOLOGY WAY
CITY: DENVER
STATE: CO
ZIP: 80237
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC
CENTRAL INDEX KEY: 0000720005
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 591517485
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-1000
MAIL ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
FORMER COMPANY:
FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL
DATE OF NAME CHANGE: 19870303
4
1
doc4.xml
X0306
4
2023-02-23
0000720005
RAYMOND JAMES FINANCIAL INC
RJF
0001247747
DUTKOWSKY ROBERT M
880 CARILLON PARKWAY
ST. PETERSBURG
FL
33716
1
Common Stock
2023-02-23
4
M
0
1683.0000
0
A
9506.0000
D
Restricted Stock Units
2023-02-23
4
A
0
1643.0000
0.0000
A
Common Stock
1643.0000
3326.0000
D
Restricted Stock Units
2023-02-23
4
M
0
1683.0000
0.0000
D
Common Stock
1683.0000
1643.0000
D
Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2024.
The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant.
This Form 4 reports (i) the acquisition by the reporting person of RSUs resulting from an annual grant to the registrant's non-executive directors and (ii) the vesting of RSUs awarded to the reporting person.
/s/ Robert M. Dutkowsky by Jonathan J. Doyle as Attorney-in-Fact
2023-02-27