0001225208-23-002887.txt : 20230227 0001225208-23-002887.hdr.sgml : 20230227 20230227165923 ACCESSION NUMBER: 0001225208-23-002887 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230223 FILED AS OF DATE: 20230227 DATE AS OF CHANGE: 20230227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUTKOWSKY ROBERT M CENTRAL INDEX KEY: 0001247747 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09109 FILM NUMBER: 23676227 MAIL ADDRESS: STREET 1: JD EDWARDS & CO STREET 2: ONE TECHNOLOGY WAY CITY: DENVER STATE: CO ZIP: 80237 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC CENTRAL INDEX KEY: 0000720005 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 591517485 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-1000 MAIL ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 FORMER COMPANY: FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL DATE OF NAME CHANGE: 19870303 4 1 doc4.xml X0306 4 2023-02-23 0000720005 RAYMOND JAMES FINANCIAL INC RJF 0001247747 DUTKOWSKY ROBERT M 880 CARILLON PARKWAY ST. PETERSBURG FL 33716 1 Common Stock 2023-02-23 4 M 0 1683.0000 0 A 9506.0000 D Restricted Stock Units 2023-02-23 4 A 0 1643.0000 0.0000 A Common Stock 1643.0000 3326.0000 D Restricted Stock Units 2023-02-23 4 M 0 1683.0000 0.0000 D Common Stock 1683.0000 1643.0000 D Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2024. The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. This Form 4 reports (i) the acquisition by the reporting person of RSUs resulting from an annual grant to the registrant's non-executive directors and (ii) the vesting of RSUs awarded to the reporting person. /s/ Robert M. Dutkowsky by Jonathan J. Doyle as Attorney-in-Fact 2023-02-27